- Bank of America (New York, NY)
- …years of demonstrated experience with sales and building, leading, managing and coaching a team + Series 7 & 66 (63 and 65) required and Series 9 & 10 or (4, ... 24, 53 combination).If Series 9 & 10 not currently held, must be obtained within 120 days. + Travel required: Will vary depending on geography **Shift:** 1st shift… more
- Raymond James Financial, Inc. (New York, NY)
- …area required or the ability to obtain within an established timeframe. o Required to have a Series 7 , 24 or willing to obtain within 120 days of employment o ... Series 9 and 10 can be used instead of the 24 * Additional licenses/certifications demonstrating the candidate's knowledge/expertise in industry regulation and… more
- JPMorgan Chase (New York, NY)
- …Skills** + Minimum of 5 years' experience in investments and financial institutions + SIE, Series 7 , and Series 66 licenses (mandatory to obtain within 90 ... advisors with client proposals. + Present on national and regional call series , manage communication with your assigned regional coverage areas. + Partner with… more
- Bank of America (New York, NY)
- …preferred; advanced degree desired (MBA or CFA; CAIA designation preferred) + Candidates required to hold Series 7 and Series 66 (or Series 63 and 65). ... **Skills:** + Analytical Thinking + Customer and Client Focus + Financial Management + Presentation Skills + Risk Management + Business Development + Client Management + Client Solutions Advisory + Market Analysis + Negotiation + Causation Analysis + Financial… more
- Nuveen Investments (New York, NY)
- …5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Physical Requirements** + Physical Requirements: ... years of experience in the asset management industry **Preferred:** + Minimum of 7 years experience in the CLO and/or structured credit industry + Bachelor's degree… more
- Wells Fargo (Syracuse, NY)
- …Industry Essentials (SIE) exam or equivalent **Desired Qualifications:** + Successfully completed FINRA Series 7 and 66 (or 63 and 65) exams to qualify ... Authority (FINRA) license(s) is required for ongoing employment in this position. FINRA Series 7 and 66 (or 63 and 65) examinations, or equivalent must be… more
- Bank of America (Melville, NY)
- …members * Takes on a leadership role on the team and within the business community * Series 7 , 63 and 65 (or Series 7 and 66) required (may gain licenses ... after start - unlicensed candidates may be considered if willing to obtain licenses within 90 days of start date) Desired skills: * MBA or Post-Graduate Degree preferred * CFP, CPA, CFA, CTFA, CFM or JD a significant plus **Skills:** + Business Development +… more
- BMO Financial Group (New York, NY)
- …surfaces, trading procedures, regulatory requirements, pricing, and hedging strategies. + Required licenses: Series 7 , 63, and 55. Need for Series 4 ... trading, balancing the Bank's risk appetite with client needs. **Qualifications:** + 7 + years of relevant experience, with a degree in Accounting, Economics,… more
- HSBC (New York, NY)
- …analysis + Attention to detail and the ability to think creatively to solve problems + Series 7 and 63 licenses, may allow for contingency to obtain Series ... 7 and 63 + Bachelor's Degree required As an HSBC employee, you will have access to tailored professional development opportunities to ensure you have the right skills for today and tomorrow. We offer a competitive pay and benefits package including a… more
- HSBC (New York, NY)
- …analysis + Attention to detail and the ability to think creatively to solve problems + Series 7 and 66 licenses, may allow for contingency to obtain Series ... 7 and 66 + Bachelor's Degree required In compliance with applicable laws, HSBC is committed to employing only those who are authorized to work in the US Applicants must be legally authorized to work in the US as HSBC will not engage in immigration… more