- Bank of America (New York, NY)
- …+ Builds relationships with internal and external partners and centers of influence **Required Qualifications:** * Series 7 , 63 and 65 (or Series 7 and ... 66); unlicensed candidates may be considered if willing to obtain licenses within 90 days of start date * 12+ years of private banking and/or complex financial services experience or equivalent financial services/business experience * Ability to drive new… more
- BlackRock (New York, NY)
- …skills. + Strong communication and presentation abilities, with comfort engaging senior stakeholders. + NASD Series 7 and Series 3 required. For New York, NY ... Only the salary range for this position is USD$194,000.00 - USD$270,000.00 . Additionally, employees are eligible for an annual discretionary bonus, and benefits including healthcare, leave benefits, and retirement benefits. BlackRock operates a… more
- JPMorgan Chase (Buffalo, NY)
- …+ Demonstrated ability and commitment to goals-based planning and advice + A valid and active Series 7 + A valid and active Series 66 (63/65) license is ... required or must be obtained within 60 days of starting in the role as a condition of employment + A valid and active Life, Health and Long Term Care Insurance license is required or must be obtained within 60 days of starting in the role as a condition of… more
- Edward Jones (Watkins Glen, NY)
- …and/or military career progression **Licensing:** + SIE (which can be obtained without Firm sponsorship), Series 7 and Series 66 will be required; if not ... currently registered, registrations may be obtained at Edward Jones during the assigned paid study period. + FINRA registrations required within three months. State insurance licenses will be required. + As an associate, you are required to complete ongoing… more
- Bank of America (New York, NY)
- …**Schedule:** * Monday - Fridays and rotating Saturdays **Required Qualifications:** * Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. ... be extended with the condition that a passing score is received for the missing series within 60 days. * Has at least one year experience in the investments… more
- BMO Financial Group (New York, NY)
- …all regulations, directives and guidance which apply to the group(s) supported. **Qualifications:** + ** Series 7 , SIE, and 24 required.** ** Series 57, 63, ... and 79 preferred.** Strong knowledge of applicable securities laws, rules and regulations with the ability to assess firm impact. + Typically 10+ years of relevant experience and a post-secondary degree (ie JD, MBA) in related field of study or an equivalent… more
- Wells Fargo (New York, NY)
- …in excel, PowerPoint, etc. **Job Expectations:** + Up to 50% travel + Registration for FINRA Series 7 must be completed within 90 days of hire date if it is ... for transfer upon hire. FINRA recognized equivalents will be accepted. + Registration for FINRA Series 63 (or 66) must be completed within 90 days of hire date if it… more
- Equitable (New York, NY)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... track record of success and accomplishment + **Communication Skills** : excellent interpersonal and communication abilities with strong self-confidence + **Mindset** : entrepreneurial spirit with a desire to positively impact others' lives + **Collaboration**… more
- Citigroup (New York, NY)
- …+ Applicable licenses: Will be required to either already have or apply upon arrival for Series 7 and 63. + 6-10 years of experience in a comparable quantitative ... design skills in Java is a plus. + Experience with Q/KDB or time series databases is desirable. + Good communication skills, both verbal and written. + Ability… more
- JPMorgan Chase (New York, NY)
- …effectively with clients and team members while maintaining professionalism. + A valid and active Series 7 license is required or must be obtained within 60 days ... of starting in the role as a condition of employment + A valid and active Series 66 (63/65) license is required or must be obtained within 60 days of starting in the… more