- Fisher Investments (Arlington, TX)
- …working in financial services FINRA Series 65 or a combination of FINRA Series 7 and 66 preferred Multi-year track record of success driving results Success ... persuading and educating prospects Compensation: This role offers uncapped performance-based compensation with the possibility of a 6-figure income Why Fisher Investments: We work for a bigger purpose: bettering the investment universe. We take great pride in… more
- Bank of America (Fort Worth, TX)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66) Fort Worth, Texas **Job Description:** At Bank of America, we are guided by a ... skills * Is prepared to pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66. * Wants to establish a long-term career in the… more
- Ally (Austin, TX)
- …are: 7 :00-4:00, 8:00-5:00 or 9:00-6:00 EST **The Skills You Bring** * Knowledge: FINRA Series 7 & 63 or 66 licenses required. * 1-5 years of prior investment ... and procedures/guidelines. * Proven expertise in Microsoft Desktop Operations systems (Windows 7 , WindowsXP, Mac OS X). * Proven experience in desktop trading tools.… more
- PNC (Houston, TX)
- …Texas. The position is primarily based in a PNC location. Requirements for licensing - SIE, Series 7 & 63, or able to obtain within 120 days of employment. **Job ... within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. Derivatives -… more
- Wells Fargo (The Woodlands, TX)
- …moderately complex to complex client needs + May study and test for additional licenses ( Series 7 and Series 66) once the minimum licensing requirements are ... financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents)...practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA… more
- Bank of America (Houston, TX)
- …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses + Series 3, 31 licenses, if warranted + Minimum of 5+ years professional… more
- TIAA (Frisco, TX)
- …Preferred **Work Experience** + 3+ Years Required; 5+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... 7IC **Required Qualifications:** + 3+ years of experience in financial services + FINRA Series 7 and Series 66 (or combination of 63 & 65) registrations must… more
- Bank of America (Boerne, TX)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... client needs and appropriate solutions. * **Earn your Security Industry Essentials (SIE), Series 7 and Series 66 licenses** (63 & 65 accepted, in lieu… more
- TIAA (Dallas, TX)
- …+ 3+ Years Required; 5+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 24 **Physical Requirements** + Physical Requirements: ... internal or external audit, internal control or other testing experience **Preferred:** + Series 7 , registration must be obtained within 6 months of hire. + … more
- Truist (Houston, TX)
- …and attributes of annuity products. 6. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. Candidates with only the ... Series 7 will be considered and can obtain the Series 66. 7 . Exceptional telephone skills and the ability to appropriately interact with clients of all… more
