- Charles Schwab (Austin, TX)
- …Planning, Employee Benefits or equivalent experience in a Financial Services role + Series 7 & 66 licenses required and additional professional designation from ... the college for financial planning required within one year of joining the team + Preference for Bi-lingual Spanish/English communicator + Possess broad and extensive knowledge of all Schwab products and services. + Demonstrate a high level of efficiency,… more
- City National Bank (Houston, TX)
- …* Completion of or pursuit of CFA designation, MBA or both. * FINRA Series 7 : General Securities Rep * Excellent knowledge in the following areas: ... asset management, banking/credit, personal trust, and brokerage services. * Excellent analytical and financial analysis skills. * Strong computer skills with knowledge in basic software programs like Word, Excel, Power Point, etc. * Strong interpersonal,… more
- Charles Schwab (Houston, TX)
- …Schwab. **What you have** **Required Qualifications** + Bachelor's degree + Active and valid FINRA Series 7 & 66 (license(s) may be obtained under a condition of ... employment) + 10 years of experience in business development and relationship management with a proven record of success + 10 years of experience with wealth management - financial planning and investment planning **Preferred Qualifications** + CFP(R)… more
- TD Bank (Dallas, TX)
- …& Experience:** + Undergraduate degree in Business (Accounting or Finance) or Mathematics/Economics; + Series 7 , 79 and 63 + 0-3 years of related experience ... **Physical Requirements:** Never: 0%; Occasional: 1-33%; Frequent: 34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never + Performing sedentary work - Continuous + Performing multiple tasks - Continuous + Operating standard… more
- Zions Bancorporation (Houston, TX)
- …A combination of education and experience may meet the requirements. + Required licensing, FINRA Series 7 & 66 (65/63), life and health insurance. + A CFP(R) ... certification is highly preferred. + Exhibit proficiency in using computers and relevant software. + Display excellent verbal and written communication abilities. + Showcase exceptional analytical and presentation skills. + Experience with financial planning… more
- Charles Schwab (Westlake, TX)
- …requires navigating multiple systems and tasks simultaneously. Preferred Qualifications: . Active Series 7 & 63 licenses beneficial. . 1-2 years' experience ... working with Estates or Retirement Services topics. What you are good at: As a Schwab Estate Relationship Professional, you will be responsible for creating an outstanding, expert experience to clients to build and maintain client loyalty. Specifically, you… more
- Charles Schwab (Westlake, TX)
- …or related area (will consider relevant work experience) Preferred Qualifications: . Active Series 7 & 63 licenses preferred but not required. . Ability ... to learn, apply and retain new information and skills- Emphasis on the ability to review and understand state regulations and limits. . Strong analytical, organizational, and problem-solving skills . Ability to communicate effectively (written and verbal) .… more
- City National Bank (Austin, TX)
- …or Ultra High Net Market markets * 2 + years delivering formal client presentations * FINRA Series 7 and 63 or 66 licenses * Ability to travel 40-50% of the time ... *Additional Qualifications* * CFA - Chartered Financial Analyst (or in process of becoming CFA Charterholder) * Highly competitive and goal-oriented * A focus on sales and new business development * Masters Degree preferred * Working knowledge of portfolio… more
- Wells Fargo (Bee Cave, TX)
- …education. + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 , 9/10, and 66 examinations (or FINRA recognized ... equivalents) sufficient to qualify for immediate FINRA registration **Desired Qualifications:** + 4+ years of financial services industry experience + Experience in branch office supervision, compliance, broker-dealer governance, sales supervision + Experience… more
- Charles Schwab (Westlake, TX)
- …experience + **In addition to English, must be proficient in either Mandarin and/or Cantonese** + Series 7 and 66 (or 63 & 65) required _(May be obtained under a ... condition of employment within the first 120 days)_ + College for Financial Planning designations (CFP, AAMS, AWMA, etc..) are preferred + 5+ years' direct international client experience and an equivalent level of knowledge of securities industry required +… more