- Charles Schwab (Westlake, TX)
- …management offer. **Throughout the Academy you will** **:** + Study and pass FINRA SIE, Series 7 and 66 licenses + Learn from our numerous mentors, coaches and ... within the Wealth and Advice Solutions organization. With a series of steps that include learning, on-the-job experience, and...meant for you to study and obtain you SIE, 7 and 66. If you already have 2 of… more
- JPMorgan Chase (Plano, TX)
- …around these activities **Required qualifications, capabilities, and skills** + A valid and active Series 7 and Series 63 + Strong compliance record in ... three days a week and work remote two days. + Department is open the following hours: Monday-Friday 7 AM - 8 PM EST, Saturday 8 AM - 5 PM EST. The working hours for… more
- Bank of America (Houston, TX)
- …members + Takes on a leadership role on the team and within the business community + Series 7 , 63 and 65 (or Series 7 and 66) required (may gain licenses ... after start - unlicensed candidates may be considered if willing to obtain licenses within 90 days of start date) **Desired skills:** + MBA or Post-Graduate Degree preferred + CFP, CPA, CFA, CTFA, CFM or JD a significant plus **Skills:** + Business Development… more
- Alight (TX)
- …. **Alight is Looking for a Licensed DC Customer Solutions Specialist** **_(FINRA Series 6 or 7 is required)_** This role requires that qualified ... qualified and non-qualified retirement plan benefits. **Requirements** + Possess FINRA Series 6 or 7 . Series 63/65/66 a plus. + Demonstrate Defined… more
- Charles Schwab (The Woodlands, TX)
- …is for you. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiringFINRA Series 66 ... (63/65) license and Life & Health Insurance as it will be required during your tenure on the job. **Preferred Qualifications:** + Ability to build strong relationships, engage and encourage trust, and deepen the client relationship by applying a focused client… more
- JPMorgan Chase (Prosper, TX)
- …+ Demonstrated ability and commitment to goals-based planning and advice + A valid and active Series 7 + A valid and active Series 66 (63/65) license is ... required or must be obtained within 60 days of starting in the role as a condition of employment + A valid and active Life, Health and Long Term Care Insurance license is required or must be obtained within 60 days of starting in the role as a condition of… more
- JPMorgan Chase (Plano, TX)
- …with urgency. **Required qualifications, capabilities, and skills:** + A valid and active FINRA Series 7 , 66 (or equivalent) is required + A valid and active ... FINRA Series 9/10 (or equivalent) is required + Proven track record leading a team of advisors + Proven ability to recruit, source and attract internal and external… more
- JPMorgan Chase (Plano, TX)
- …achieve their financial goals. **Required qualifications, capabilities, and skills:** * A valid and active Series 7 * A valid and active Series 66 (63/65) ... license is required or ability to obtain within 60 days of starting in the role as a condition of employment * This role requires you to be licensed in all states **Preferred qualifications, capabilities, and skills:** * At least 3 years of relevant financial… more
- JPMorgan Chase (Webster, TX)
- …foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license is required + If you were registered after ... a valid and active Securities Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 120… more
- Charles Schwab (Westlake, TX)
- …Financial Planning-related designation + CFP(R) designation is required. + Active and valid FINRA Series 7 license required. + Active and valid FINRA Series ... 63/65 or 66 required + Bachelor's degree required. + Minimum of 5 years financial services experience in addition to 2 years Financial Planning experience + Passion for financial planning to help clients manage their financial futures and build stronger… more