• Wealth Management Advisor

    TIAA (Walnut Creek, CA)
    …relationships with affluent clients or equivalent experience; Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... State) - Multiple Issuers required + Certified Financial Planner ( CFP ) - Certified Financial Planner Board of Standards preferred...Analyst Institute ; If you do not have the CFP or CFA certification, TIAA will cover the cost… more
    TIAA (08/09/25)
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  • Financial Advisor Senior

    City National Bank (Los Angeles, CA)
    …of investment related experience * Minimum 3 years experience in investment sales * FINRA Series 7 and 63 and 65 or 66 * California Insurance License *Additional ... MBA and 3-5 years of experience. * May possess CFP , JD/LLM, CIMA or Cannon Certified Wealth Strategist designation....CIMA or Cannon Certified Wealth Strategist designation. * FINRA Series 7 and 63 securities licenses and… more
    City National Bank (08/07/25)
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  • Wealth Advisor, Schwab Wealth Advisory

    Charles Schwab (Irvine, CA)
    …for you. **What you have** **Required Qualifications** + Bachelor's degree + Active FINRA Series 7 license + (May be obtained with a 120-day condition of ... employment for certified and current CFP (R) designation or CFA(R) designation holders, verified before hire)...CFA(R) designation holders, verified before hire) + Active FINRA Series 66 license + (May be obtained within the… more
    Charles Schwab (08/08/25)
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  • Inside Sales Senior Associate - RIA Bank

    Aristotle Capital Management (Newport Beach, CA)
    …specifically RIA, required. + Bachelor's degree from an accredited college or university, preferred. + Series 7 required: or the ability to obtain the Series ... 7 within 6 months of being hired. + Series 6, 63, or 66: strongly desired. + CFA, CFP or MBA (or progress towards), desired. + Clean U4/5. + Natural interest… more
    Aristotle Capital Management (06/13/25)
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  • VP, Assistant Branch Manager

    Charles Schwab (San Francisco, CA)
    …Qualifications:** + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active Series ... 66 (63/65) license required + A valid and active Series 9/10 (8) license required (may be obtained within...obtained within a 120 day condition of employment) + CFP (R) designation is preferred + Strong brokerage and industry… more
    Charles Schwab (08/08/25)
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  • Manager, Investment Services

    Atria Wealth Solutions (Dublin, CA)
    …training. + 3+ years of prior management experience, including sales coaching experience. + Series 7 , 63, 65 (or 66) Securities Registrations, and Life Insurance ... licenses are required. + Series 24 or Series 9/10 Securities Registrations...preferred + Advanced Industry Designations preferred - such as CFP , ChFC, CRPC, RICP, CFF + Excellent working knowledge… more
    Atria Wealth Solutions (05/15/25)
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  • Private Client Manager II

    Bank of America (Walnut Creek, CA)
    …+ Builds relationships with internal and external partners and centers of influence **Required Qualifications:** * Series 7 , 63 and 65 (or Series 7 and ... after the first working day in this position * 7 + years of successful experience in managing relationships with...transfer Desired Qualifications: * MBA or Post-Graduate Degree * CFP , CPA, CFA, CTFA, CFM or JD a significant… more
    Bank of America (06/05/25)
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  • Private Client Advisor II

    Bank of America (Newport Beach, CA)
    …+ Builds relationships with internal and external partners and centers of influence **Required Qualifications:** * Series 7 , 63 and 65 (or Series 7 and ... within the business community **Desired Qualifications:** * MBA or Post-Graduate Degree * CFP , CPA, CFA, CTFA, CFM or JD a significant plus **Skills:** + Business… more
    Bank of America (07/12/25)
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  • US Experienced Financial Advisor

    Edward Jones (Fresno, CA)
    …in your ability to think critically + Passion for new opportunities **Candidate qualifications:** + Series 7 and Series 66 required + Experience in financial ... State insurance licenses preferred + Preferred additional professional designations such as CFP (R) or CERTIFIED FINANCIAL PLANNER (TM) and/or CRPC (TM) or Chartered… more
    Edward Jones (08/08/25)
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  • JP Morgan Wealth Management - Private Client…

    JPMorgan Chase (Santa Rosa, CA)
    …+ Demonstrated ability and commitment to goals-based planning and advice + A valid and active Series 7 + A valid and active Series 66 (63/65) license is ... **Preferred qualifications, capabilities, and skills** + Certified Financial Planning ( CFP (R)) certification is preferred + Bachelor's degree preferred FEDERAL… more
    JPMorgan Chase (08/08/25)
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