• Wealth Management Advisor

    TIAA (Sherman Oaks, CA)
    …relationships with affluent clients or equivalent experience; Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... State) - Multiple Issuers required + Certified Financial Planner ( CFP ) - Certified Financial Planner Board of Standards preferred...Analyst Institute ; If you do not have the CFP or CFA certification, TIAA will cover the cost… more
    TIAA (08/22/25)
    - Related Jobs

  • Financial Advisor Senior

    City National Bank (Los Angeles, CA)
    …of investment related experience * Minimum 3 years experience in investment sales * FINRA Series 7 and 63 and 65 or 66 * California Insurance License *Additional ... MBA and 3-5 years of experience. * May possess CFP , JD/LLM, CIMA or Cannon Certified Wealth Strategist designation....CIMA or Cannon Certified Wealth Strategist designation. * FINRA Series 7 and 63 securities licenses and… more
    City National Bank (08/07/25)
    - Related Jobs

  • Wealth Advisor, Schwab Wealth Advisory

    Charles Schwab (Irvine, CA)
    …for you. **What you have** **Required Qualifications** + Bachelor's degree + Active FINRA Series 7 license + (May be obtained with a 120-day condition of ... employment for certified and current CFP (R) designation or CFA(R) designation holders, verified before hire)...CFA(R) designation holders, verified before hire) + Active FINRA Series 66 license + (May be obtained within the… more
    Charles Schwab (08/27/25)
    - Related Jobs

  • Manager, Investment Services

    Atria Wealth Solutions (Dublin, CA)
    …training. + 3+ years of prior management experience, including sales coaching experience. + Series 7 , 63, 65 (or 66) Securities Registrations, and Life Insurance ... licenses are required. + Series 24 or Series 9/10 Securities Registrations...preferred + Advanced Industry Designations preferred - such as CFP , ChFC, CRPC, RICP, CFF + Excellent working knowledge… more
    Atria Wealth Solutions (08/14/25)
    - Related Jobs

  • Private Client Advisor II

    Bank of America (Beverly Hills, CA)
    …+ Builds relationships with internal and external partners and centers of influence Required Qualifications: * Series 7 , 63 and 65 (or Series 7 and 66); ... and within the business community Desired Qualifications: * MBA or Post-Graduate Degree * CFP , CPA, CFA, CTFA, CFM or JD a significant plus **Skills:** + Business… more
    Bank of America (08/12/25)
    - Related Jobs

  • JP Morgan Wealth Management - Private Client…

    JPMorgan Chase (Lincoln, CA)
    …+ Demonstrated ability and commitment to goals-based planning and advice + A valid and active Series 7 + A valid and active Series 66 (63/65) license is ... **Preferred qualifications, capabilities, and skills** + Certified Financial Planning ( CFP (R)) certification is preferred + Bachelor's degree preferred FEDERAL… more
    JPMorgan Chase (08/24/25)
    - Related Jobs

  • Financial Solutions Advisor-Central San Diego

    Bank of America (San Diego County, CA)
    …recommended Schedule: * Monday - Fridays and rotating Saturdays Required Qualifications: * Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. If ... that a passing score is received for the missing series within 60 days. * Has at least one...Achieved additional professional designations such as Certified Financial Planner ( CFP ) and/or Chartered Retirement Planning Counselor (CRPC). * Obtained… more
    Bank of America (08/23/25)
    - Related Jobs

  • Intermediary Sales Consultant (B/D & Dcio)

    T. Rowe Price (San Francisco, CA)
    …experience AND 5+ years of total relevant work experience. + This role requires the FINRA Series 7 and Series 66 licenses. Licenses may be obtained within ... first 3 months of hire if not currently held. Preferred: + MBA, CFA, CFP , CIMA + Extensive knowledge of the financial service industry + Previous intermediary… more
    T. Rowe Price (08/21/25)
    - Related Jobs

  • Financial Professional

    Equitable (Irvine, CA)
    …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... to pursue professional designations such as CERTIFIED FINANCIAL PLANNER (TM) ( CFP (R)), Chartered Financial Consultant (ChFC) and Equitable Advisors' own Credentialed… more
    Equitable (08/20/25)
    - Related Jobs

  • US Experienced Financial Advisor

    Edward Jones (Ontario, CA)
    …in your ability to think critically + Passion for new opportunities **Candidate qualifications:** + Series 7 and Series 66 required + Experience in financial ... State insurance licenses preferred + Preferred additional professional designations such as CFP (R) or CERTIFIED FINANCIAL PLANNER (TM) and/or CRPC (TM) or Chartered… more
    Edward Jones (08/13/25)
    - Related Jobs