- Atria Wealth Solutions (Dublin, CA)
- …training. + 3+ years of prior management experience, including sales coaching experience. + Series 7 , 63, 65 (or 66) Securities Registrations, and Life Insurance ... licenses are required. + Series 24 or Series 9/10 Securities Registrations...preferred + Advanced Industry Designations preferred - such as CFP , ChFC , CRPC, RICP, CFF + Excellent… more
- Equitable (San Diego, CA)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... to pursue professional designations such as CERTIFIED FINANCIAL PLANNER (TM) ( CFP (R)), Chartered Financial Consultant ( ChFC ) and Equitable Advisors' own… more
- Equitable (Los Angeles, CA)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... to pursue professional designations such as CERTIFIED FINANCIAL PLANNER (TM) ( CFP (R)), Chartered Financial Consultant ( ChFC ) and Equitable Advisors' own… more
- Navy Federal Credit Union (San Diego, CA)
- …and/or internal audits. + Perform other duties as assigned or appropriate Qualifications + FINRA Series 7 and combination of NASAA Series 63/65 or 66 ... organization, programs, policies and, procedures + Desire to pursue designations eg CFP , ChFC , CLU Hours: Monday - Friday, 8:30AM - 5:00PM EST; 9:30AM -… more
- Umpqua Bank (Irvine, CA)
- … ChFC , CTFA, CPA, CFA, CWS or AWMA, any one certification, preferred. + ( Series 7 , 66 (or 63 and 65)). Insurance licensed, preferred. + Occasional travel. ... **Job Location(s):** This posting is part of an evergreen requisition; we are actively seeking talent for current and upcoming opportunities in this market. While this requisition serves to build a talent pipeline, we currently have immediate openings and… more