- Equitable (Fort Worth, TX)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... to pursue professional designations such as CERTIFIED FINANCIAL PLANNER (TM) ( CFP (R)), Chartered Financial Consultant ( ChFC ) and Equitable Advisors' own… more
- Equitable (Dallas, TX)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... to pursue professional designations such as CERTIFIED FINANCIAL PLANNER (TM) ( CFP (R)), Chartered Financial Consultant ( ChFC ) and Equitable Advisors' own… more
- Navy Federal Credit Union (North Richland Hills, TX)
- …and/or internal audits. + Perform other duties as assigned or appropriate Qualifications + FINRA Series 7 and combination of NASAA Series 63/65 or 66 ... organization, programs, policies and, procedures + Desire to pursue designations eg CFP , ChFC , CLU Hours: Monday - Friday, 8:30AM - 5:00PM EST; 9:30AM -… more
- Truist (Dallas, TX)
- …products for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7 , 66 (63 and 65 in lieu of 66) and applicable ... with external centers of influence who will enhance business development efforts. 7 . Work within existing audit, compliance and regulatory framework in order to… more