- Citigroup (Loma Linda, CA)
- …+ Required current US FINRA Registration: SIE, Series 6, 63, and 65 OR Series 7 and 66 or equivalent. + Must meet ALL US FINRA Registration requirements ... skills. + Anticipate the complex financial needs of the client and offer solutions through a wide range of...wide range of products, services and tools based on client profiling. + With the support of product specialists,… more
- Bank of America (Los Angeles, CA)
- …Industry licenses, where you receive dedicated study time for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the life they envision...be an advisor - from acquiring, building and managing client relationships to considering a client 's complex… more
- T. Rowe Price (San Francisco, CA)
- …experience AND 5+ years of total relevant work experience. + This role requires the FINRA Series 7 and Series 66 licenses. Licenses may be obtained within ... Management - We work with assigned external sales partner in optimizing client coverage within a territory. This work includes both encouraging existing… more
- Citigroup (Riverside, CA)
- …for FINRA series 6, 63, and 65 are required for the role. Individuals with Series 7 and 66 or equivalent are encouraged to apply. + Insurance group 1 ... skills. + Anticipate the complex financial needs of the client and offer solutions through a wide range of...wide range of products, services and tools based on client profiling. + With the support of product specialists,… more
- Kestra Financial (Palo Alto, CA)
- …including long term and time sensitive projects simultaneously. Certificates, Licenses, Registration + Series 7 required. Series 65/ 66 preferred. Education ... guided sales application. Training in the building of a vibrant client base where one can exceed client expectations and maintaining a base of clients in the… more
- TD Bank (San Francisco, CA)
- …**Education & Experience:** + Undergraduate degree in Business (Accounting or Finance) or Mathematics/Economics + Series 7 , 79 and 63 + 5- 7 Years of related ... company-specific due diligence + Executing on pitch work and client follow-up requests + Creating presentation materials and actively...from a leading university, MBA is a plus + Series 79 and 63 The VP Investment Banking TDS… more
- Veterans Affairs, Veterans Health Administration (Redding, CA)
- …residents, and PT interns. Provide clinically appropriate treatment programs for client evaluation and treatment, within this Veterans Administration Medical Center, ... treatment programs within assigned clinic, based on best practices for patient/ client management, to relieve pain, restore or enhance performance, and maximize… more
- Charles Schwab (Walnut Creek, CA)
- …is for you. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiringFINRA Series 66 ... financial planning advice. Over time, you'll grow your practice holistically through client asset consolidation, networking, and earning client referrals. If you… more
- BMO Financial Group (Santa Monica, CA)
- …of education and experience. + FINRA Series 6, 63 & 65 Licenses OR FINRA Series 7 & 66 licenses. + Life and Health Insurance Producer's License. + Completed ... solution in the best interest of the customer. Determines client needs and provides solutions though the sales of...in collaboration with the lead relationship manager. + Determines client needs and provides solutions though the sales of… more
- Edward Jones (Ontario, CA)
- …in your ability to think critically + Passion for new opportunities **Candidate qualifications:** + Series 7 and Series 66 required + Experience in financial ... One financial advisor and one branch office administrator entirely focused on building client relationships. It's our sole profit center. And as an Edward Jones… more