- Charles Schwab (Irvine, CA)
- …the role for you. **What you have** **Required Qualifications:** + A valid and active Series 7 license is required ( _license may be obtained under a condition ... of an affluent wealth management practice. This includes servicing clients, growing client relationships, and delivering advice with the practice clients of the Sr.… more
- San Francisco Federal Credit Union (San Francisco, CA)
- …Licenses and FINRA registrations: Active State Applicable Life Insurance License, Active Series 7 Registration, Active Series 63 Registration, Active ... and diversified set of brokerage, advisory, and insurance solutions to meet client needs and objectives. * Employing ethical business practices to ensure full… more
- TIAA (Walnut Creek, CA)
- … 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 65 **Physical Requirements** + Physical Requirements: Sedentary Work **Career Level** ... Senior Portfolio Manager leads the delivery of investment strategies for complex client relationships, bringing a deep understanding of financial markets and a… more
- TIAA (Sherman Oaks, CA)
- …implementation of asset allocation strategies. It requires strong market knowledge, client -facing confidence, and the ability to manage portfolios that align with ... by market conditions and economic trends. + Recommends portfolio adjustments to grow client 's net worth based on industry trends identified through market and risk… more
- Bank of America (San Francisco, CA)
- …experience for UHNW families and individuals + Strong Tax, legal research and writing skills + Series 7 & 66 or the ability to obtain these within 120 days + ... advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the life they envision...Detail + Issue Management + Prioritization **Desired Skills:** + 7 years of private law firm practice or similar… more
- Edward Jones (Fairfield, CA)
- …and/or military career progression **Licensing:** + SIE (which can be obtained without Firm sponsorship), Series 7 and Series 66 will be required; if not ... to serve clients and contribute to the firm's purpose. They deeply understand the client 's goals and why they are important to accelerate trust and help them stay… more
- Edward Jones (Irvine, CA)
- …professionally. **Job Requirements** + High School Diploma/Equivalent required; Bachelor's degree preferred + Series 7 and Series 66 required, if not ... ** Client advocate. Skilled communicator. Problem solver. Does that...licensed branch associates are highly visible members of the client team, working under the leadership of a financial… more
- Principal Financial Group (San Francisco, CA)
- …CFA Level I or progress preferred but not required. + FINRA licensing including SIE or equivalent, series 7 and series 63 required within 6 months + Must be ... current search activity and update business profiles based on client and consultant exposures, preferences, historical investment interestsand decision-making… more
- Charles Schwab (San Francisco, CA)
- …in Schwab Wealth Advisory. **What you have** **Required Qualifications** **:** + Active and valid FINRA Series 7 + Active and valid FINRA Series 66 (may be ... industry together. Schwab's Wealth Advisory team embodies our firm's commitment to client -centric approach. Schwab Wealth Advisory is a premier, fee based and… more
- Equitable (Los Angeles, CA)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... balance and champion limitless income potential! **Role Highlights** + ** Client Engagement** : Cultivate and expand your network within...can be tailored to meet their unique needs + ** Client Service and Implementation** : Analyze and organize … more