- Equitable (San Diego, CA)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... becoming a wealth manager through licensing and employment. **Role Highlights** + ** Client Engagement** : Build and nurture client relationships through… more
- Charles Schwab (Los Angeles, CA)
- …for you. **What you have** **Required Qualifications:** + Bachelor's degree + Active FINRA Series 7 license + _(May be obtained with a 120-day condition of ... dedicated Schwab Wealth Advisory team to deliver an exceptional client experience. SWA's advice philosophy will empower you to...CFA(R) designation holders, verified before hire)_ + Active FINRA Series 66 license + _(May be obtained within the… more
- Navy Federal Credit Union (San Diego, CA)
- …and/or internal audits. + Perform other duties as assigned or appropriate Qualifications + FINRA Series 7 and combination of NASAA Series 63/65 or 66 ... of insurance/investment products and services to achieve the financial client 's goals as a registered representative/advisor/agent of Navy Federal Investment… more
- JPMorgan Chase (San Francisco, CA)
- …risk metrics across the team. **Required Qualifications, Capabilities, and Skills** + Series 7 , 66 and Insurance licenses required for position; unlicensed ... US Private Bank, you will provide integral daily support to Client Advisors in managing client relationships. Additionally, you will coordinate with a team of… more
- CIBC (Newport Beach, CA)
- …or certification including MBA, JD, formal credit training, CFP, CFA, CTFA or CPA preferred. + Series 7 , 63 and 65, or 66, will not be held or required. ... markets) to orchestrate a cohesive value proposition to a client or prospect. **_At CIBC we enable the work...+ Identify, Source and Lead new high net worth client relationships that utilize CIBC's Private Wealth Platform and… more
- Umpqua Bank (Irvine, CA)
- …CIMA, CPWA, ChFC, CTFA, CPA, CFA, CWS or AWMA, any one certification, preferred. + ( Series 7 , 66 (or 63 and 65)). Insurance licensed, preferred. + Occasional ... who is comfortable developing new business opportunities. Secondarily, manages client relationships, monitors credit quality of loans and manages multifaceted… more
- Bank of America (San Francisco, CA)
- …Investments Management + Customer Service Management + Process Simplification **Required Qualifications:** + Series 7 , 63/65 or 66 or equivalent; must obtain all ... through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the life they envision through a… more
- JPMorgan Chase (Irvine, CA)
- …experience in Private Banking or Financial Services + Bachelor's Degree required + Series 7 and 66 licenses required for position; unlicensed candidates ... both advise current clients on all aspects of their balance sheet and generate new client acquisition. You will be part of a local team and supported by an… more
- JPMorgan Chase (Los Angeles, CA)
- …experience in Private Banking or Financial Services + Bachelor's Degree required + Series 7 , 66 unlicensed candidates considered, but required to obtain licenses ... of their balance sheet and re-introduce the capabilities of the Private Bank. National Client Fund Bankers are responsible for a large book of clients and work in… more
- HSBC (Beverly Hills, CA)
- …Compliance, Credit & Risk and Internal Control to ensure a balanced risk operating environment + Series 7 , 66 (in lieu of 63 and 65), California Life and Health ... service teams to build meaningful relationships with high value clients. Professionalism client focus and understanding of the fundamentals of wealth planning will… more