- Raymond James Financial, Inc. (Tampa, FL)
- …clients introductory letters offering services or inviting them to presentations. + If Series 7 licensed: Assist with preparation of presentations and portfolio ... education, and/or training as approved by Human Resources. **Licenses/Certifications** + FINRA Series 7 Preferred + SIE required provided that an exemption… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ SIE required provided that an exemption or grandfathering cannot be applied. + Required to have a Series 7 , 9, 10 and 63 + Series 24, 53 and 4 can be ... address these concerns as well as to resolve any conflicts that may arise related to client accounts of the branch managers. . + Monitors and keeps up to date with… more
- Bank of America (Palmetto, FL)
- …of client needs and potential product services recommended **Required Qualifications:** * Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. If ... them achieve their financial goals. Key responsibilities include triaging client leads, making referrals to business partners based on...that a passing score is received for the missing series within 60 days. * Has at least one… more
- Raymond James Financial, Inc. (Lakewood Ranch, FL)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 and Series 66 or the ability to obtain ... learn to build an individual practice. The Trainee will balance new client development, sales activities, investment management, customer service and compliance with… more
- Bank of America (Vero Beach, FL)
- …of client needs and potential product services recommended. **Required Qualifications:** + Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses; if ... many roles within our organization. Key responsibilities include triaging client leads, making referrals to business partners based on...that a passing score is received for the missing series within 60 days. + Minimum of one year… more
- Bank of America (North Port, FL)
- …recommended Schedule: * Monday - Fridays and rotating Saturdays Required Qualifications: * Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. If ... them achieve their financial goals. Key responsibilities include triaging client leads, making referrals to business partners based on...that a passing score is received for the missing series within 60 days. * Has at least one… more
- TD Bank (Aventura, FL)
- …of success + In-depth knowledge of investment products and services + Required Registrations: SIE, Series 7 and Series 65/66 required - if the TFA only ... financial goals and making investment recommendations aligned to their client 's goals. The role will serve as the central...as the central point of contact, responsible for providing client service & developing the relationship to achieve greater… more
- Citigroup (Miami, FL)
- …record in relationship selling + Proficiency in Spanish preferred + Required Licensing/Registration: SIE, Series 7 , Series 66 (or 63 and 65) **Education:** + ... clients' businesses and sources of wealth generation. + Anticipate events in a client 's life and business which have significant financial implications. + Serve as a… more
- Bank of America (Jacksonville, FL)
- …services while keeping abreast of financial markets and regulations **Required Qualifications:** **-** Series 7 , and 66 or equivalent (if not currently held, ... products, financial markets, policies, procedures, and processes to the client 's investment needs. Job expectations include owning the management,...Series 66 must be obtained within 90 days) -… more
- Bank of America (Jacksonville, FL)
- …your client 's unique needs **Required Skills:** + 10+ years of industry experience + Series 7 / Series 66 (or ability to obtain within Compliance ... make an impact. Join us! **Job Description:** The Sr. Client Relationship Manager (Sr. CRM), is responsible for the...for the overall relationship across our Institutional Retirement Plans Client base within Workplace Benefits. The CRM is the… more