- Citigroup (Boca Raton, FL)
- …+ Required current US FINRA Registration: SIE, Series 6, 63, and 65 OR Series 7 and 66 or equivalent. + Must meet ALL US FINRA Registration requirements ... skills. + Anticipate the complex financial needs of the client and offer solutions through a wide range of...wide range of products, services and tools based on client profiling. + With the support of product specialists,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ SIE required provided that an exemption or grandfathering cannot be applied. + FINRA Series 7 or 79 License is ideal, and will be required within six ... with the leadership team for the group. + Manage client and prospect relationships specific to business-driven objectives. +...(6) months of hire. + FINRA Series 63 or the ability to obtain within six… more
- Citigroup (Plantation, FL)
- …for FINRA series 6, 63, and 65 are required for the role. Individuals with Series 7 and 66 or equivalent are encouraged to apply. + Insurance group 1 ... skills. + Anticipate the complex financial needs of the client and offer solutions through a wide range of...wide range of products, services and tools based on client profiling. + With the support of product specialists,… more
- Raymond James Financial, Inc. (Coral Gables, FL)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 required. + Series 63, 65 and/or 66 as ... analyzing portfolio analytics, asset allocation and investment holdings with client portfolios and make appropriate recommendations when warranted. Provides… more
- Truist (Tampa, FL)
- …essential functions. * Bachelor's Degree Required * FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... and ultra-high net worth wealth clients. Responsible for developing and deepening client relationships through needs-based, high-level client service and through… more
- HSBC (Miami, FL)
- …analysis + Attention to detail and the ability to think creatively to solve problems + Series 7 and 66 licenses, may allow for contingency to obtain Series ... nexus to Chile. The role owner will be an exceptional team player and client focused individual. This individual will establish new relationships focused on Chile to… more
- Truist (Jupiter, FL)
- …for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 7 , 66 (63 and 65 in lieu of 66) and applicable Insurance ... Serve as primary relationship manager for a portfolio of financially complex client relationships within the defined mass affluent market segment within the Truist… more
- Truist (Tampa, FL)
- …and transition new clients into a collaborative and on-going portfolio management and client communication cycle. 7 . Based on investment reviews with HNW ... List the major responsibilities generally associated with the role (5- 7 major responsibilities with no more than 10) that...sensitivity to others. * Successfully engages prospects in the client acquisition cycle. 5. 6. Series 65… more
- Edward Jones (Apopka, FL)
- …preferred + 3-5 years of relevant experience in securities/financial services industry preferred + Series 7 and Series 66 required; if not currently ... ** Client advocate. Skilled communicator. Problem solver. Does that...licensed branch associates are highly visible members of the client team, working under the leadership of a financial… more
- Charles Schwab (Orlando, FL)
- …management offer. **Throughout the Academy you will** **:** + Study and pass FINRA SIE, Series 7 and 66 licenses + Learn from our numerous mentors, coaches and ... within the Wealth and Advice Solutions organization. With a series of steps that include learning, on-the-job experience, and...meant for you to study and obtain you SIE, 7 and 66. If you already have 2 of… more