- Raymond James Financial, Inc. (St. Petersburg, FL)
- …~ + An equivalent combination of experience, education, and/or training. **Licenses/Certifications** + Series 7 Required, Series 9/10 or 24 license preferred ... risk to the firm as it relates to addressing client grievances and regulatory inquiries. Works independently on difficult...as they apply to various supervision activities. + Investigates client concerns and grievances through the use of various… more
- Charles Schwab (Orlando, FL)
- …is for you. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiringFINRA Series 66 ... financial planning advice. Over time, you'll grow your practice holistically through client asset consolidation, networking, and earning client referrals. If you… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …or equivalent experience. Experience in a Service organization highly preferred. **Licenses/Certifications** + Series 7 and 24. Series 9/10 considered. + Or ... and clearing services platform. Strategic leader who fosters a positive client relationship through proactive service approach. Design, implement and maintain… more
- Bank of America (St. Petersburg, FL)
- …Industry licenses, where you receive dedicated study time for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the life they envision...be an advisor - from acquiring, building and managing client relationships to considering a client 's complex… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Coach (RCC) or applicable coaching designation within 1 year. + Ability to obtain FINRA Series 7 License within six (6) months. We highly prefer candidates that ... Assists advisory teams in identifying and implementing processes to ensure consistent client experience offering with results measured by tracking key metrics to… more
- HSBC (Miami, FL)
- …regulatory environment + Degree in Business, Finance or related field or equivalent experience + Series 7 and 66 Licenses, may allow for contingency to obtain ... in providing clients with appropriate investment solutions and attracting/enhancing client relationships and profitability. As our Investment Counselor Analyst...Series 7 and/or 66 within 60 days… more
- KeyBank (Naples, FL)
- …and business development experience with proven results required **Licenses and Certifications** + FINRA Series 7 and 66 (or 63 & 65) (preferred) + Certified ... The Relationship Manager is at the center of this client promise acting as the primary client advisor developing and implementing strategies based on the … more
- Edward Jones (Tallahassee, FL)
- …in your ability to think critically + Passion for new opportunities **Candidate qualifications:** + Series 7 and Series 66 required + Experience in financial ... One financial advisor and one branch office administrator entirely focused on building client relationships. It's our sole profit center. And as an Edward Jones… more
- Charles Schwab (Sarasota, FL)
- …Qualifications:** + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active Series ... business plan focused on growth of market share and client assets. As a branch leader, you will coach...day condition of employment) + A valid and active Series 9/10 (8) license required (may be obtained within… more
- Regions Bank (The Villages, FL)
- …Standards act and is not eligible for overtime pay. This position is incentive eligible. **Requirements** + Series 7 + Series 63 & 65 or Series 66 + ... and local market/community involvement + Builds and maintains a strong client network and pipeline + Provides and demonstrates expert-level portfolio planning… more