- Bank of America (Iselin, NJ)
- …Requirement:** High School Diploma / GED / Secondary School or equivalent **Role Requirements** + Either Series 7 and 66 licenses or Series 7 , 63, and ... through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the life they envision through a… more
- Bank of America (Pennington, NJ)
- …services while keeping abreast of financial markets and regulations **Required Qualifications:** **- Series 7 & 66 required** (if not currently held, Series ... products, financial markets, policies, procedures, and processes to the client 's investment needs. Job expectations include owning the management, research,… more
- Bank of America (Roselle, NJ)
- …**Schedule:** * Monday - Fridays and rotating Saturdays **Required Qualifications:** * Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. ... them achieve their financial goals. Key responsibilities include triaging client leads, making referrals to business partners based on...that a passing score is received for the missing series within 60 days. * Has at least one… more
- Raymond James Financial, Inc. (Hackensack, NJ)
- …**Licenses/Certifications** * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 . * Series 63, 65 and/or 66 as required ... crafting comprehensive financial plans and prefers to focus on planning rather than client acquisition. We are an expanding team that currently includes a Senior… more
- Bank of America (Leonia, NJ)
- …Industry licenses, where you receive dedicated study time for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the life they envision...be an advisor - from acquiring, building and managing client relationships to considering a client 's complex… more
- Bank of America (Pennington, NJ)
- …your client 's unique needs **Required Skills:** + 10+ years of industry experience + Series 7 / Series 66 (or ability to obtain within Compliance ... make an impact. Join us! **Job Description:** The Sr. Client Relationship Manager (Sr. CRM), is responsible for the...for the overall relationship across our Institutional Retirement Plans Client base within Workplace Benefits. The CRM is the… more
- Bank of America (Princeton, NJ)
- …and onboarding of new talent; and the off boarding of transitioning talent **Role Requirements** + Either Series 7 and 66 licenses or Series 7 , 63, and ... through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the life they envision through a… more
- BlackRock (Princeton, NJ)
- …demonstrating adaptability and flexibility. * Highly effective verbal and written communication skills. * Series 7 and Series 66 preferred; or required to ... a day-to-day basis, you will be responsible for centralized portfolio and client service support functions across multiple platforms and sponsors, while ensuring… more
- Broadridge Financial Solutions (Newark, NJ)
- …35%) to client sites and events. + PowerBI skills are a plus + Current FINRA Series 7 and Series 63 license or ability to qualify for one required. ... fixed income products within our buyside and sell side client base. LTX is a next-generation fixed income trading...with other team members to build our network and client activity. + Partner with accounts to understand needs,… more
- Charles Schwab (Edgewater, NJ)
- …is for you. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiringFINRA Series 66 ... financial planning advice. Over time, you'll grow your practice holistically through client asset consolidation, networking, and earning client referrals. If you… more