- Bank of America (New York, NY)
- …compliance to industry regulations, and policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... International Client Relationship Manager New York, New York **To proceed... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses… more
- Bank of America (Melville, NY)
- Private Client Advisor II Melville, New York **To proceed with your...role on the team and within the business community * Series 7 , 63 and 65 (or Series ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Melville/Private- Client -Advisor-II\_25022214) **Job Description:** At Bank of America, we are… more
- Bank of America (New York, NY)
- Private Client Manager II New York, New York;Frisco, Texas **To...on the team and within the business community + Series 7 , 63 and 65 (or Series ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Private- Client -Manager-II\_24027652) **Job Description:** At Bank of America, we are… more
- Bank of America (New York, NY)
- Private Client Advisor II New York, New York **To...external partners and centers of influence **Required Qualifications:** * Series 7 , 63 and 65 (or ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Private- Client -Advisor-II\_25024778) **Job Description:** At Bank of America, we are… more
- Nuveen Investments (New York, NY)
- …5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Physical Requirements** + Physical Requirements: ... Collateralized Loan Obligation (CLO) Client Portfolio Managers (CPM) plays a vital role...in the asset management industry **Preferred:** + Minimum of 7 years experience in the CLO and/or structured credit… more
- Bank of America (New York, NY)
- …executives + Take a team-oriented approach in engaging assignments **Desired Qualifications:** + Active Series 7 & 66 (or combination of both Series 63 ... Wealth Management Client Associate (FP) New York, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend… more
- Neuberger Berman (New York, NY)
- …coordination, and completion of client reporting **Experience and Skills Qualifications:** + SIE, Series 7 , and Series 66 required + 2-4 years of ... desk regarding trade instructions + Process account openings/closings, transfers, and other client requests; oversee transfer of assets and ensure completion of all… more
- JPMorgan Chase (New York, NY)
- …travel required + 4-year degree required; MBA, CFA, CIMA a plus. + FINRA Series 7 , 63. JPMorganChase, one of the oldest financial institutions, offers innovative ... nearly $200 Billion in alternative assets and manage over $1. 7 Trillion in assets for wealth managers worldwide. Our...market solutions. The Head of Private Wealth Alternatives (PWA), Client will oversee the PWA client teams,… more
- JPMorgan Chase (New York, NY)
- …and foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license is required or may be obtained within a 60 ... solutions to meet their financial needs. As a Private Client Investment Associate in JP Morgan Wealth Management, you...Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and Life and Health Insurance license… more
- JPMorgan Chase (New York, NY)
- …Capacity to build relationships across entire organization and with our partner firms + Series 7 and Series 63 **Preferred Qualifications, Capabilities, and ... staying invested, and investing with less emotion. **Job Summary:** As an Internal Client Advisor Associate within the Asset Management team, you will be responsible… more