• Private Client Specialist I - New York

    TD Bank (Melville, NY)
    …+ Bachelor degree preferred + Internal candidates: 3+ years of experience working with TD's client platforms required + Series 7 , 63/65 or 66 registrations ... for this role. **Line of Business:** TD Wealth **Job Description:** The Private Client Specialist I acts as sales and relationship support for Relationship Managers… more
    TD Bank (08/28/25)
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  • International Client Relationship Manager

    Bank of America (New York, NY)
    …compliance to industry regulations, and policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... International Client Relationship Manager New York, New York **To proceed... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses… more
    Bank of America (08/14/25)
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  • Private Client Advisor II

    Bank of America (Melville, NY)
    Private Client Advisor II Melville, New York **To proceed with your...role on the team and within the business community * Series 7 , 63 and 65 (or Series ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Melville/Private- Client -Advisor-II\_25021836) **Job Description:** At Bank of America, we are… more
    Bank of America (08/27/25)
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  • Private Client Manager II

    Bank of America (New York, NY)
    Private Client Manager II New York, New York;Frisco, Texas **To...on the team and within the business community + Series 7 , 63 and 65 (or Series ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Private- Client -Manager-II\_24027652) **Job Description:** At Bank of America, we are… more
    Bank of America (06/10/25)
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  • Private Client Advisor II

    Bank of America (New York, NY)
    Private Client Advisor II New York, New York **To...external partners and centers of influence **Required Qualifications:** * Series 7 , 63 and 65 (or ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Private- Client -Advisor-II\_25024778) **Job Description:** At Bank of America, we are… more
    Bank of America (06/07/25)
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  • Collateralized Loan Obligations (CLO's), Senior…

    Nuveen Investments (New York, NY)
    …5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Physical Requirements** + Physical Requirements: ... Collateralized Loan Obligation (CLO) Client Portfolio Managers (CPM) plays a vital role...in the asset management industry **Preferred:** + Minimum of 7 years experience in the CLO and/or structured credit… more
    Nuveen Investments (08/23/25)
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  • Wealth Management Client Associate

    Bank of America (Garden City, NY)
    …or seasonal need increases, while leading with a client first mindset **Desired Qualifications:** + Series 7 & 66 (or both the Series 63 & 65 in lieu ... Wealth Management Client Associate Garden City, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend **To… more
    Bank of America (08/27/25)
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  • Client Associate

    Neuberger Berman (New York, NY)
    …coordination, and completion of client reporting **Experience and Skills Qualifications:** + SIE, Series 7 , and Series 66 required + 2-4 years of ... desk regarding trade instructions + Process account openings/closings, transfers, and other client requests; oversee transfer of assets and ensure completion of all… more
    Neuberger Berman (08/13/25)
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  • Registered Client Service Associate

    Raymond James Financial, Inc. (Somers, NY)
    …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 required. + Series 63, 65 and/or 66 as ... and branch office. + Onboards new clients, opens new client accounts and researches client and security...clients, opens new client accounts and researches client and security information using internal databases and other… more
    Raymond James Financial, Inc. (08/29/25)
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  • Asset Management - Head of Private Wealth…

    JPMorgan Chase (New York, NY)
    …travel required + 4-year degree required; MBA, CFA, CIMA a plus. + FINRA Series 7 , 63. JPMorganChase, one of the oldest financial institutions, offers innovative ... nearly $200 Billion in alternative assets and manage over $1. 7 Trillion in assets for wealth managers worldwide. Our...market solutions. The Head of Private Wealth Alternatives (PWA), Client will oversee the PWA client teams,… more
    JPMorgan Chase (07/10/25)
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