- HSBC (Buffalo, NY)
- …with Compliance, Credit & Risk and Internal Control to ensure a balanced risk operating environment + Series 7 , 63, 65 or 66 (in lieu of 63 and 65), Life and ... service teams to build meaningful relationships with high value clients. Professionalism client focus, and understanding of the fundamentals of wealth planning will… more
- Broadview FCU (Albany, NY)
- …or equivalent experience. Licenses required: NYS Life , Accident & Health Insurance, and NASD Series 7 and 66 (or 63 & 65 ) licenses. Work toward obtaining ... to qualified members at every opportunity . + Conduct client reviews on at least an annual basis, as...Coach RL RB s on quality referrals. + Refer client s with advanced fact patterns to WMG, and… more
- City National Bank (New York, NY)
- …proficiency in valuation methodologies * Chartered Financial Analyst (CFA) charterholder certification * FINRA Series 7 and 63 or 66 licenses (or the ability to ... recommendations to portfolio managers, the Investment Strategy Committee, and client -facing professionals. *KEY RESPONSIBILITIES* *Fundamental Research & Valuation* *… more
- JPMorgan Chase (New York, NY)
- …Deep understanding of and ability to teach capital markets and consultative sales + Series 24, 7 and 63 required + Bachelor's degree required JPMorganChase, one ... understand the complexities of the financial markets and use client insights to help them customize and construct investment...(IA) that will work with our team of Internal Client Advisors (ICAs) that focus their efforts on Registered… more
- JPMorgan Chase (New York, NY)
- …the Latin America North Market * Spanish fluency oral and written required * Series 7 , 66 licenses required for position; unlicensed candidates considered, but ... both advise current clients on all aspects of their balance sheet and generate new client acquisition. You will be part of a local team and supported by an… more
- MUFG (New York, NY)
- …communication and writing skills. Results driven, with a strong sense of accountability + Series 7 , 63, and 79 (or obtained shortly after joining) The typical ... 150,000 colleagues, striving to make a difference for every client , organization, and community we serve. We stand for...selected colleague will work at an MUFG office or client sites four days per week and work remotely… more
- SMBC (New York, NY)
- …preferred or equivalent education and training. + Licenses / Certifications / Registrations - SIE, Series 7 , 79 & 63 + Software Systems / Programming Languages - ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
- TD Bank (New York, NY)
- …**Education & Experience:** + Undergraduate degree in Business (Accounting or Finance) or Mathematics/Economics + Series 7 , 79 and 63 + 5- 7 Years of related ... VP Investment Banking TDS provides professional level of expertise as part of a client team and liaises with clients at various levels and helps execute on… more
- City National Bank (New York, NY)
- …skills and credentials and communicate development needs to CN Rochdale Managers. * Series licenses 7 , 24 preferred *WHAT'S IN IT FOR YOU?* ... all procedures have been followed and proper paperwork received, signatures, and client verifications. Verify all information has been input correctly in the system… more
- Citigroup (New York, NY)
- …+ Demonstrated ability to remain unbiased in a diverse working environment + Series 79, 7 and 63 licenses **Education:** + Bachelor's degree/University degree ... overall objective of this role is to successfully manage client relationships and to help developing strategic and tactical...a pipeline of episodic deals. + Ensure that proposed client solutions meet or exceed internal risk and return… more