- BMO Financial Group (New York, NY)
- …understanding of trading or sales procedures and broader regulatory and financial concepts. + Series 7 and 63 licenses required or attained within 6 months. + ... the senior members by performing several key functions such as: formatting client pricing requests into BMO standard form (RFPs). Generating summary deal terms… more
- Neuberger Berman (New York, NY)
- …highly collaborative and demanding environment *Ability to identify and address operational risk issues * Series 7 and 66 required or the ability to attain within ... 39 cities worldwide, the firm manages $515 billion in client assets (as of March 31, 2025) across a...2,800 employees in total-united in their commitment to delivering client outcomes and investment excellence. It is our people… more
- Veterans Affairs, Veterans Health Administration (Albany, NY)
- …complete pre-employment requirements (https://www.uscis.gov/i-9-central/form-i-9-acceptable-documents). Effective May 7 , 2025, driver's licenses or state-issued ... - All persons currently employed in VHA in 0610 series and performing the duties as described in the...deliberate planning. Self-directed in goal setting for managing complex client situations. An ADN or Diploma in Nursing AND… more
- JPMorgan Chase (New York, NY)
- …Strong verbal and written communication skills **Preferred qualifications, capabilities, and skills** * Series 7 & 63 license preferred JPMorganChase, one of the ... team is comprised of individual sector specialists who are client -facing and an integral part of the trading floor....commercialize research calls * Preparing daily market commentary * Client calls and meetings on the sector * Working… more
- TD Bank (New York, NY)
- …& Experience:** + Undergraduate degree in Business (Accounting or Finance) or Mathematics/Economics. + Series 7 and 63 + 5- 7 Years of related experience ... trading business. This includes daily position management, P&L reporting, client market making, operational transfers, transaction booking and execution trading.… more
- Citigroup (New York, NY)
- …work with teams and track business development (collect research, analyze industry trends) + Series 79, 7 and 63 licenses (can be obtained upon hire) ... materials and pitch books for current and prospective clients + Participate in client discussions + Collaborate with senior ABS bankers and other internal parties on… more
- TD Bank (New York, NY)
- …priorities to meet deadlines** + **Experience presenting to management and regulators** + **FINRA series 7 and 24** + **Life and Health Insurance License** + ... in remediation of Compliance-owned findings, coordinates with the field on client response, prepares periodic reporting to multiple stakeholders, and manages ongoing… more
- Citigroup (New York, NY)
- …firm's needs. We'll support you in obtaining the required licensing examinations, including the Series 7 , 63, and 79. Once these obligations are fulfilled, we'll ... along with structuring financing solutions across multiple asset classes for our client base. **What you'll do** We'll offer you the opportunity to develop… more
- Veterans Affairs, Veterans Health Administration (Canandaigua, NY)
- …linkage with appropriate VA and community service providers/agencies as needed by the client . This is in collaboration with other members of the HBPC Team or ... be required to complete pre-employment requirements (https://www.uscis.gov/i-9-central/form-i-9-acceptable-documents). Effective May 7 , 2025, driver's licenses or state-issued dentification cards that… more
- Thrivent Financial (New York, NY)
- …as you obtain your state insurance licenses (life, health & variable contracts), Series 7 and 66 registrations, and complete Thrivent's comprehensive advisor ... the ability to serve clients in your chosen community. + Make client appointments by leveraging your network and Thrivent's reputation, delivering award-winning… more