- BMO Financial Group (New York, NY)
- …knowledge of applicable securities laws, rules and regulations with the ability to assess firm impact. Series 7 , 63, 24 a plus. + Typically minimum of 6 years of ... + Skilled knowledge of regulatory/ compliance requirements and the operations of a single client group. + Experience at a regulatory body for one or more compliance… more
- Guardian Life (New York, NY)
- …and/or alternative investments + Bachelor's degree or equivalent work experience + Series 7 , 65/66 required; professional designations (CIMA, CFP, CPWA) a ... management. + Partner with advisors on case design, strategy, and implementation for client portfolios + Partner with research and due diligence team for review and… more
- Citigroup (New York, NY)
- …management of simultaneous assignments + Proficiency in Spanish and/or Portuguese preferred + Series 7 , 79 and 63 preferred **Education** : + Bachelor's ... and reporting control issues with transparency. **Qualifications** : + 4- 7 years of relevant experience + Degree in Finance...written and verbal communication skills + Experience assisting with client development + Ability to work with teams and… more
- Veterans Affairs, Veterans Health Administration (Syracuse, NY)
- …complete pre-employment requirements (https://www.uscis.gov/i-9-central/form-i-9-acceptable-documents). Effective May 7 , 2025, driver's licenses or state-issued ... - All persons currently employed in VHA in 0610 series and an APN (NP) assignment that are also...leadership, experience, and creative approaches to management of complex client care. Education and Experience Requirement: Meets basic education… more
- Citigroup (New York, NY)
- …or higher in Computer Science, Math Finance, Engineering or a related field + Series 7 , 57, 63 **Job Family Group:** Product Management and Development **Job ... and tailoring algorithmic strategies to changing market structure dynamics and client demands **Required Skills** + Subject matter expertise on Electronic Trading… more
- Guardian Life (New York, NY)
- …help resolve complex issues + Ability to simultaneously manage multiple processes or functions + Series 6 or 7 and 63, 65, or 66 preferred **Salary Range:** ... transition support experience + Support the account opening and transfer of client investment accounts + Actively communicate with general agency and home office… more
- Veterans Affairs, Veterans Health Administration (Canandaigua, NY)
- …trainings to ensure efficiency and continuity of service delivery to a specialized client population Work Schedule: Monday - Friday, 8:00am-4:30pm (or as per the ... be required to complete pre-employment requirements (https://www.uscis.gov/i-9-central/form-i-9-acceptable-documents). Effective May 7 , 2025, driver's licenses or state-issued dentification cards that… more
- JPMorgan Chase (New York, NY)
- …conduct **Required Qualifications, Capabilities, and Skills** + Bachelor's degree required + Series 7 , 66 and Insurance licenses required for position; ... win new clients in addition to deepening and strengthening existing client relationships. **Job Responsibilities** + Support investment reviews with clients to… more
- SMBC (New York, NY)
- …resolved. + Must be well organized with project management skills. + BA/BS required. Series 7 , 79 a plus. SMBC's employees participate in a Hybrid workforce ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
- JPMorgan Chase (New York, NY)
- …managing a team. + Ability to work in a fast-paced, high-pressure environment. + Series 7 and 63 licenses required; JPMorganChase, one of the oldest financial ... dynamics, strong analytical skills, and the ability to build and maintain client relationships at a senior level. **Key Responsibilities:** + Execute equity trades… more