- Atria Wealth Solutions (Corning, NY)
- …Pennsylvania, as well as their immediate family members. This role requires a FINRA series 7 licensed candidate who possesses the drive and passion to deliver ... (ie, Social Security, Education planning, Retirement planning, etc.) Required Qualifications: + Active Series 7 , 63/65 (or 66) licenses along with Life, Accident… more
- Bank of America (New York, NY)
- …+ 5+ years of demonstrated experience with sales and building, leading, managing and coaching a team + Series 7 & 66 (63 and 65) required and Series 9 & 10 ... advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the life they envision...or (4, 24, 53 combination).If Series 9 & 10 not currently held, must be… more
- Charles Schwab (New York, NY)
- …role is for you. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiring FINRA Series 66 ... financial planning advice. Over time, you'll grow your practice holistically through client asset consolidation, networking, and earning client referrals. If you… more
- JPMorgan Chase (Fayetteville, NY)
- …effectively with clients and team members while maintaining professionalism. + A valid and active Series 7 license is required or must be obtained within 60 days ... offering advised solutions and Chase partner referrals that deepen client relationships. Ideal candidates will possess strong analytical skills,...a condition of employment + A valid and active Series 66 (63/65) license is required or must be… more
- T. Rowe Price (New York, NY)
- …of education and relevant experience AND + 8+ years of total relevant work experience + FINRA Series 7 AND 63/65, OR Series 7 AND 66 Preferred: + ... Collaborate with Sr. and Hybrid Alternative Investment Specialists to optimize client coverage, deepen relationships, and drive sales of private markets/alternative… more
- BMO Financial Group (New York, NY)
- …Strong understanding of trading procedures and broader regulatory and financial concepts. + Series 7 , 63, and 55 licenses required. + Strong quantitative ... and returns. + Institutes cross-selling initiatives to increase ranking with client . + Uses expertise in financial markets to cultivate relationships with… more
- KeyBank (Tarrytown, NY)
- …and business development experience with proven results required **Licenses and Certifications** + FINRA Series 7 and 66 (or 63 & 65) (preferred) + Certified ... The Relationship Manager is at the center of this client promise acting as the primary client advisor developing and implementing strategies based on the … more
- Citigroup (New York, NY)
- …(presentations). + Securities Industry Essentials Exam (SIE), Series 7 , Series 66 required **Job Family Group:** Private Client Product Services **Job ... private equity and real estate opportunities for distribution to Citi Wealth's client base. The position will involve the analysis, diligence, structuring, and… more
- Edward Jones (Syracuse, NY)
- …in your ability to think critically + Passion for new opportunities **Candidate qualifications:** + Series 7 and Series 66 required + Experience in financial ... One financial advisor and one branch office administrator entirely focused on building client relationships. It's our sole profit center. And as an Edward Jones… more
- Raymond James Financial, Inc. (Plattsburgh, NY)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 and Series 66 or the ability to obtain ... and a team player. The Financial Advisor is responsible for entering client trades, servicing client requests, and ensuring client records are up to date… more