- Raymond James Financial, Inc. (New York, NY)
- …area required or the ability to obtain within an established timeframe. o Required to have a Series 7 , 24 or willing to obtain within 120 days of employment o ... risk-based branch exam program in FINRA-registered and non-registered Private Client Group branches across the country + Detailed documentation...Series 9 and 10 can be used instead of… more
- JPMorgan Chase (New York, NY)
- …Skills** + Minimum of 5 years' experience in investments and financial institutions + SIE, Series 7 , and Series 66 licenses (mandatory to obtain within 90 ... shared by advisor and their clients. Assist advisors with client proposals. + Present on national and regional call... proposals. + Present on national and regional call series , manage communication with your assigned regional coverage areas.… more
- Edward Jones (Fresh Meadows, NY)
- …and/or military career progression **Licensing:** + SIE (which can be obtained without Firm sponsorship), Series 7 and Series 66 will be required; if not ... to serve clients and contribute to the firm's purpose. They deeply understand the client 's goals and why they are important to accelerate trust and help them stay… more
- Charles Schwab (Manhasset, NY)
- …the role for you. **What you have** **Required Qualifications:** + A valid and active Series 7 license is required ( _license may be obtained under a condition ... Through your developed expertise, you will deepen new and existing client relationships, uncovering business development opportunities and learning from your Sr.… more
- Charles Schwab (New York, NY)
- …in Schwab Wealth Advisory. **What you have** **Required Qualifications** **:** + Active and valid FINRA Series 7 + Active and valid FINRA Series 66 (may be ... industry together. Schwab's Wealth Advisory team embodies our firm's commitment to client -centric approach. Schwab Wealth Advisory is a premier, fee based and… more
- NBT Bank (Williamsville, NY)
- …knowledge of all broker dealer advisory platforms Unique Job Characteristics and Requirements: FINRA Series 7 , Series 63 and life insurance license or a ... referrals to branch or to other business partners. Monitors client investment performance and makes appropriate recommendations. Education and Experience:… more
- TIAA (New York, NY)
- … 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 65 **Physical Requirements** + Physical Requirements: Sedentary Work **Career Level** ... and economic trends. + Maintains accurate records and documentation for audits and client reporting. + Recommends portfolio adjustments to grow client 's net… more
- JPMorgan Chase (New York, NY)
- …real estate investment management. + Proficiency in PowerPoint and Excel. + Series 7 and 63 certifications required. **Preferred Qualifications, Capabilities, ... internal clients (investment specialists, portfolio managers, research, investment teams, and client advisors) and eventually with external clients. You will lead… more
- Nuveen Investments (New York, NY)
- …+ 3+ Years Required; 5+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Physical Requirements** + Physical Requirements: ... business development and relationship managers to support capital raising and client retention initiatives + Create and contribute to development of intellectual… more
- JPMorgan Chase (New York, NY)
- …years of trading experience is required. No exceptions. + Undergraduate degree + SIE, Series 7 , Series 63 required + Strong interpersonal and communication ... Short Duration Trading Desk (Securities), you will be responsible for pricing client trades, hedging risks, and managing various operational duties. You will… more