• Analyst, Institutional Asset Management…

    Principal Financial Group (San Francisco, CA)
    …goals. This is your chance to work collaboratively across with institutional sales , consultant relations, relationship management and investment professionals ... general accounts). **Key responsibilities** + Support consultant relations and/or institutional sales team members with day-to-day activities....not required. + FINRA licensing including SIE or equivalent, series 7 and series 63… more
    Principal Financial Group (08/25/25)
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  • Institutional Sales and Relationship…

    US Bank (Los Angeles, CA)
    …**Job Description** US Bancorp Asset Management, Inc. (USBAM) is currently seeking an ** Institutional Sales and Relationship Manager** to join with other team ... fast-paced environment. **REQUIREMENTS** + Bachelor's degree with at least 7 years of related sales experience, preferably...management, trust or financial services arenas. + Current, active Series 6/ 7 & 63 certifications are desired,… more
    US Bank (08/31/25)
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  • Director, Fixed Income/ Institutional…

    Fifth Third Bank, NA (Los Angeles, CA)
    …+ Experience: Five years experience in Fixed Income and/or Institutional Sales . + Computer/Technical: Securities Industry Essentials (SIE), Series 7 , ... required. Thorough knowledge of Microsoft suite of products. Director, Fixed Income/ Institutional Sales Compensation for this position is largely… more
    Fifth Third Bank, NA (08/30/25)
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  • Associate/VP, US Equity Sales

    BMO Financial Group (San Francisco, CA)
    …strategies. + Strong understanding of broader regulatory and financial concepts. + Series 7 , 63 + Advanced deal execution and/or project management ... Francisco. In this role, the individual will be responsible for driving equity sales and deepening client relationships across institutional investors on the… more
    BMO Financial Group (08/28/25)
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  • Global Cash Equities - US Equity Franchise…

    JPMorgan Chase (San Francisco, CA)
    …strong focus on organization will be critical. Required qualifications, capabilities, and skills : + Series 7 & 63 license + Team player: work well in small ... a motivated individual to join JP Morgan's Equity Franchise Sales team in either San Francisco or Los Angeles....businesses and many of the world's most prominent corporate, institutional and government clients under the JP Morgan and… more
    JPMorgan Chase (06/26/25)
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  • Collateralized Loan Obligations (CLO's), Senior…

    Nuveen Investments (San Francisco, CA)
    …5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Physical Requirements** + Physical Requirements: ... Their key duties include: + Client Engagement: Maintaining relationships with internal institutional and wealth sales channels, responding to product information… more
    Nuveen Investments (08/23/25)
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  • Registered Client Service Associate

    Comerica (Costa Mesa, CA)
    …+ High School/GED + Advanced college degrees may count towards experience requirement + Series 7 and Series 63 licenses required + Willingness and ... Job Description Registered Client Service AssociateThe Securities Senior Sales Assistant (SSA) role is a position providing operational and sales support to… more
    Comerica (09/02/25)
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  • Regional Director, Alternatives

    Wellington (San Francisco, CA)
    …+ Strong ability to easily establish and maintain relationships + Ability and desire to learn + Series 6 & 63 Series 7 + Proficient in Salesforce, Excel, and ... tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on...live within the territory. **QUALIFICATIONS** + Bachelor's degree + 7 -10 years of demonstrated success in external sales… more
    Wellington (08/08/25)
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  • Wealth Management, Senior Alternative Investment…

    JPMorgan Chase (Los Angeles, CA)
    …Strong oral and written communication skills + FINRA General Securities Representative Exam (ie Series 7 ) and Uniform Securities Agent State Law Examination (ie ... and real estate + Proven experience in investment management sales ; experience within a capital markets environment preferred. +...Series 63) required (may take these exams after commencement… more
    JPMorgan Chase (08/02/25)
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  • Wealth at Work/Law Firm Group Associate Banker

    Citigroup (San Francisco, CA)
    …to manage relationships both internal and external + Ability to multi-task + FINRA SIE, Series 7 , Series 66 required (or obtained within 120 days) ... of the individual. **Responsibilities:** + Partner with Banker in the creation of sales and marketing strategies designed to generate revenue growth and to acquire… more
    Citigroup (09/02/25)
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