- Principal Financial Group (San Francisco, CA)
- …goals. This is your chance to work collaboratively across with institutional sales , consultant relations, relationship management and investment professionals ... general accounts). **Key responsibilities** + Support consultant relations and/or institutional sales team members with day-to-day activities....not required. + FINRA licensing including SIE or equivalent, series 7 and series 63… more
- PNC (Los Angeles, CA)
- …7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment.… more
- US Bank (San Francisco, CA)
- …**Job Description** US Bancorp Asset Management, Inc. (USBAM) is currently seeking an ** Institutional Sales and Relationship Manager** to join with other team ... fast-paced environment. **REQUIREMENTS** + Bachelor's degree with at least 7 years of related sales experience, preferably...management, trust or financial services arenas. + Current, active Series 6/ 7 & 63 certifications are desired,… more
- Fifth Third Bank, NA (Los Angeles, CA)
- …+ Experience: Five years experience in Fixed Income and/or Institutional Sales . + Computer/Technical: Securities Industry Essentials (SIE), Series 7 , ... required. Thorough knowledge of Microsoft suite of products. Director, Fixed Income/ Institutional Sales Compensation for this position is largely… more
- BMO Financial Group (San Francisco, CA)
- …strategies. + Strong understanding of broader regulatory and financial concepts. + Series 7 , 63 + Advanced deal execution and/or project management ... Francisco. In this role, the individual will be responsible for driving equity sales and deepening client relationships across institutional investors on the… more
- JPMorgan Chase (San Francisco, CA)
- …strong focus on organization will be critical. Required qualifications, capabilities, and skills : + Series 7 & 63 license + Team player: work well in small ... a motivated individual to join JP Morgan's Equity Franchise Sales team in either San Francisco or Los Angeles....businesses and many of the world's most prominent corporate, institutional and government clients under the JP Morgan and… more
- Nuveen Investments (San Francisco, CA)
- …5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Physical Requirements** + Physical Requirements: ... Their key duties include: + Client Engagement: Maintaining relationships with internal institutional and wealth sales channels, responding to product information… more
- Wellington (San Francisco, CA)
- …+ Strong ability to easily establish and maintain relationships + Ability and desire to learn + Series 6 & 63 Series 7 + Proficient in Salesforce, Excel, and ... tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on...live within the territory. **QUALIFICATIONS** + Bachelor's degree + 7 -10 years of demonstrated success in external sales… more
- JPMorgan Chase (Los Angeles, CA)
- …Strong oral and written communication skills + FINRA General Securities Representative Exam (ie Series 7 ) and Uniform Securities Agent State Law Examination (ie ... and real estate + Proven experience in investment management sales ; experience within a capital markets environment preferred. +...Series 63) required (may take these exams after commencement… more
- JPMorgan Chase (Irvine, CA)
- …experience in Private Banking or Financial Services + Bachelor's Degree required + Series 7 and 66 licenses required for position; unlicensed candidates ... part of a local team and supported by an institutional platform that has the resources, specialists and intellectual...licenses within 90 days of start date + Proven sales success and strong business acumen + Strong community… more