- Siebert Williams Shank (New York, NY)
- …build upon those over time. Requirements + 5+ years of experience in Institutional Sales + FINRA Series 7 and 63 registrations required + Established ... Williams Shank & Co., LLC ("SWS") is seeking to expand its Institutional Fixed Income Sales desk. We are a fast-growing, top-ranked financial services firm that… more
- PNC (New York, NY)
- …7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment.… more
- BlackRock (New York, NY)
- …(Economics, Finance or Accounting). + Has, or is willing to obtain, the SIE, series 7 , 63, and 3 licenses. **Competencies:** The ideal candidate will possess ... a global leader in investment management, risk management and advisory services for institutional and retail clients. As of December 31, 2024, BlackRock's AUM was… more
- BlackRock (New York, NY)
- …designations such as CFA Charter preferred + Has, or is willing to obtain, the Series 7 , 63, and 3 licenses **Competencies:** The ideal candidate will possess ... team members and contribute to the staff's overall development. **Qualifications:** + 7 + years of established track record in institutional relationship… more
- HSBC (New York, NY)
- …good time management; can carry out a number of different tasks concurrently + FINRA: SIE, series 7 , 24, 63 and 79 In compliance with applicable laws, HSBC is ... mixed portfolio. This role is expected to interact extensively with clients, sales teams, management teams, Corporate and Institutional Banking (CIB) businesses… more
- Citigroup (New York, NY)
- …and escalating, managing and reporting control issues with transparency. **Qualifications:** + **FINRA Series 7 and 63 licenses are required.** + 10-15 years of ... Other job-related duties may be assigned as required. **Job Family Group:** Institutional Sales **Job Family:** Institutional Product Sales **Time… more
- Citigroup (New York, NY)
- …additional languages preferred + Must be able to obtain the following licenses: Series 7 , 63 **Education:** + Bachelor's degree/University degree or equivalent ... managing and reporting control issues with transparency. **Qualifications:** + 7 + years of sales experience + Experience...experience + Master's degree preferred **Job Family Group:** Institutional Sales **Job Family:** Investor Sales… more
- JPMorgan Chase (New York, NY)
- …sales acumen + Deep understanding of and ability to teach capital markets and consultative sales + Series 24, 7 and 63 required + Bachelor's degree ... multi-asset, alternatives). **Job Summary** We are looking for a Sales Desk Manager for our Institutional Advisor Channel (IA) that will work with our team… more
- BMO Financial Group (New York, NY)
- …of trading or sales procedures and broader regulatory and financial concepts. + Series 7 and 63 licenses required or attained within 6 months. + Demonstrates ... as research and advisory services to clients around the world. #bmocapitalmarkets The Institutional Equity Derivatives Sales Team is looking for a financial… more
- JPMorgan Chase (New York, NY)
- …well under pressure + Strong knowledge of Bloomberg, Microsoft Excel, Word and PowerPoint + FINRA Series 7 and 63 licenses are required for the role, but can be ... The Equity Derivatives Sales Desk covers Institutional clients including Asset Managers, Hedge Funds, Insurance Companies, Pension Funds and… more