• Investment Consultant

    Charles Schwab (San Ramon, CA)
    …Schwab's Investment Consultant role. **What you have** **Required Qualifications:** + A valid and active Series 7 license is required ( license may be ... employment through Branch Network Licensing Program) + A valid and active Series 66 (63/65) license required ( license (s) may be obtained under a condition of… more
    Charles Schwab (07/30/25)
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  • Financial Consultant Partner

    Charles Schwab (Los Gatos, CA)
    …be the role for you. **What you have** **Required Qualifications:** + A valid and active Series 7 license is required ( _license may be obtained under a ... through Branch Network Licensing Program_ ) + A valid and active Series 66 (63/65) license required ( _license(s) may be obtained under a condition of… more
    Charles Schwab (08/01/25)
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  • Investment Consultant

    Charles Schwab (Newport Beach, CA)
    …skills include: + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active Series ... 120 day condition of employment) + A valid and active Life and Health Insurance license is required (may be obtained within a 120 day condition of employment) +… more
    Charles Schwab (07/27/25)
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  • VP, Financial Consultant

    Charles Schwab (Walnut Creek, CA)
    …role is for you. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiringFINRA Series ... consolidation, networking, and earning client referrals. If you currently have your securities license , enjoy working in a team setting, and share our passion for… more
    Charles Schwab (07/27/25)
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  • JP Morgan Wealth Management - Private Client…

    JPMorgan Chase (San Diego, CA)
    …and foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license is required or may be obtained within a ... Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in… more
    JPMorgan Chase (08/03/25)
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  • Wealth Advisor, Schwab Wealth Advisory - Century…

    Charles Schwab (Los Angeles, CA)
    …opportunity for you. **What you have** **Required Qualifications:** + Bachelor's degree + Active FINRA Series 7 license + _(May be obtained with a 120-day ... CFP(R) designation or CFA(R) designation holders, verified before hire)_ + Active FINRA Series 66 license + _(May be obtained within the first 120 days)_ + Three… more
    Charles Schwab (07/18/25)
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  • GCB Sr. Relationship Manager (Middle Market - Los…

    Bank of America (Los Angeles, CA)
    …+ Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 & 63 license within 180 days of start date) _The following laws or ... regulations restrict or prohibit the hiring of individuals with certain specified criminal history for the position: FDIC_ **Shift:** 1st shift (United States of America) **Hours Per Week:** 40 Bank of America and its affiliates consider for employment and… more
    Bank of America (07/31/25)
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  • Business Development Officer, Schwab Wealth…

    Charles Schwab (San Diego, CA)
    …of Charles Schwab. **What you have** Required Qualifications Bachelor's degree Active and valid FINRA Series 7 & 66 ( license (s) may be obtained under a ... condition of employment) 10 years of experience in business development and relationship management with a proven record of success 10 years of experience with wealth management - financial planning and investment planning Preferred Qualifications CFP(R)… more
    Charles Schwab (08/03/25)
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  • Global Cash Equities - US Equity Franchise Sales…

    JPMorgan Chase (San Francisco, CA)
    …a strong focus on organization will be critical. Required qualifications, capabilities, and skills : + Series 7 & 63 license + Team player: work well in ... small groups, partner well with internal teams + Deep knowledge of global markets + Critical thinking skills and willing to drive trade concepts and themes for investor clients + Effective communicator + Strong proficiency in Bloomberg, Microsoft Excel, Word… more
    JPMorgan Chase (06/26/25)
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  • Investment Banking Associate - Industrials…

    MUFG (Los Angeles, CA)
    …with S&P Capital IQ, Pitchbook, Salesforce CRM and online data room platforms + FINRA Series 7 , 63 or 79 license **Compensation & Benefits:** The typical ... base pay for this role is $170K. Depending on corporate title, role in the transaction, productivity, and type of incentive payout, participants can be eligible for compensation that includes a guaranteed salary against the variable incentive amount, that can… more
    MUFG (08/02/25)
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