- MUFG (Los Angeles, CA)
- …environment + Proactive attitude accustomed to taking initiative and solving problems + FINRA Series 7 , 63 or 79 license **Compensation & Benefits:** The ... typical base for this role is $ 275,000 depending on job-related knowledge, skills, experience, and location. Depending on corporate title, role in the transaction, productivity, and type of incentive payout, participants can be eligible for compensation that… more
- US Bank (Patterson, CA)
- …sales position, preferably working with the affluent client segment - FINRA Series 7 , 63, 65 or 66 license , and applicable state insurance license ... Preferred Skills/Experience - Considerable knowledge in financial planning, including but not limited to goals based planning, asset allocation, retirement planning, and education funding - Considerable knowledge of the securities industry, including US… more
- San Francisco Federal Credit Union (San Francisco, CA)
- …Must maintain Licenses and FINRA registrations: Active State Applicable Life Insurance License , Active Series 7 Registration, Active Series ... 63 Registration, Active Series 65 or 66 Registration with state insurance must be acquired within the first six months of hire REQUIRED DISCLOSURE(S) These investment products and services are being offered through LPL or its affiliates, which are… more
- Wells Fargo (Van Nuys, CA)
- …**Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA recognized ... to qualify for immediate FINRA registration + State Insurance license (s) + Customer service focus with experience handling transactions...practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA… more
- Wells Fargo (Los Angeles, CA)
- …leadership experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 , 9, 10, and 63 examinations (or FINRA recognized ... employee engagement and growth in a branch or a series of branches + Responsible for overall management of...necessary + US only: Obtaining and/or maintaining appropriate FINRA license (s) is required for ongoing employment in this position.… more
- The County of Los Angeles (Los Angeles, CA)
- …STANDARDS: This is the senior-/supervisory-level class in the Health Program Analyst Series . Positions allocable to this class are located in the department of ... affecting allocation of positions in the Health Program Analyst Series include but are not limited to scope and...of mental health or public health programs. Option II:Seven ( 7 ) years of experience performing assignments in mental health… more
- The County of Los Angeles (Los Angeles, CA)
- …STANDARDS: This is the entry-level/trainee in the Deputy Public Guardian Series . Positions allocable to this classification are allocated to the Department ... affecting allocation of positions in the Deputy Public Guardian Series include, but are not limited to, scope and...APPOINTED TO FILL ANY VACANCIES RELATED TO THIS RECRUITMENT. LICENSE : A valid California Class C Driver License… more
- Ventura County (Ventura, CA)
- …+ Annual Leave Redemption -After 14,560 hours of continuous County service (equivalent to seven ( 7 ) years) an employee may elect to "cash in" or redeem up to 80 ... are four levels (I - IV) in the Environmental Health Specialist series . Each level performs increasingly responsible public contact; interaction with public and… more
- TIAA (Pasadena, CA)
- …**Work Experience** + 5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series 66 ... **Licenses and Certifications** + Life and Health Insurance License (Resident State) - Multiple Issuers required **Physical Requirements** + Physical Requirements:… more
- Sacramento County (Sacramento, CA)
- …is a continuous filing exam. The next filing cut-offs are at 5:00 pm on: *6/5/2025, 7 / 7 /2025, 10/6/2025, 1/5/2026 Level I - $ 7 ,057.44 - $ 7 ,781.25/month ... Civil (Level I) is the trainee level class in the professional civil engineering series . Incumbents perform field and office assignments of a less complex nature in… more