• VP, Assistant Branch Manager

    Charles Schwab (Sarasota, FL)
    …**Required Qualifications:** + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active ... Series 66 (63/65) license required (may be obtained within a 90 day...day condition of employment) + A valid and active Series 9/10 (8) license required (may be… more
    Charles Schwab (08/28/25)
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  • Client Relationship Manager

    Charles Schwab (Boca Raton, FL)
    …**qualifications** + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active ... Series 63 license required + A valid and active Series 9/10 (8) license required (may be obtained within a 90 day condition of employment) + 3+ years'… more
    Charles Schwab (08/24/25)
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  • International Wealth Advisor, Schwab Wealth…

    Charles Schwab (Orlando, FL)
    …+ Bilingual (English & Spanish) + Prior experience supporting international clients + Active FINRA Series 7 license (May be obtained with a 120-day condition ... CFP(R) designation or CFA(R) designation holders, verified before hire + Active FINRA Series 66 license (May be obtained within the first 120 days) + Three or… more
    Charles Schwab (08/30/25)
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  • Investment Consultant

    Charles Schwab (The Villages, FL)
    …visit:Charles Schwab - Investor Services **What you have** **Required:** + A valid and active Series 7 license is required ( license may be obtained ... employment through Branch Network Licensing Program) + A valid and active Series 66 (63/65) license required ( license (s) may be obtained under a condition of… more
    Charles Schwab (08/28/25)
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  • Practice Management Consultant

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …Coach (RCC) or applicable coaching designation within 1 year. + Ability to obtain FINRA Series 7 License within six (6) months. We highly prefer candidates ... that have already obtained the Series 7 . more
    Raymond James Financial, Inc. (08/18/25)
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  • VP, Financial Consultant - Orlando, FL (National…

    Charles Schwab (Orlando, FL)
    …role is for you. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiringFINRA Series ... consolidation, networking, and earning client referrals. If you currently have your securities license , enjoy working in a team setting, and share our passion for… more
    Charles Schwab (08/28/25)
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  • Mid-Level Retirement Income Specialist

    USAA (Tampa, FL)
    …maintenance or ability to acquire within 90 days of hire. + Required maintenance of FINRA Series 7 license . + Required maintenance of FINRA Series 66 ... (or 63 and 65) license . + Must be able to successfully pass background check and meet all USAA and regulatory requirements. Additionally, applicant must have the ability to be licensed and registered in all required states and jurisdictions. + 4 years of… more
    USAA (07/14/25)
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  • JP Morgan Wealth Management - Private Client…

    JPMorgan Chase (Jacksonville, FL)
    …and foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license + If you were registered after October 1, ... Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 120 days of starting in… more
    JPMorgan Chase (08/30/25)
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  • Advisor, Supervision- Dispute Resolution

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …~ + An equivalent combination of experience, education, and/or training. **Licenses/Certifications** + Series 7 license preferred + Appropriate series ... license (s) for assigned functional area preferred or the ability to obtain within an established timeframe. + Additional licenses/certifications demonstrating the candidate's knowledge/expertise in industry regulation and concepts preferred. more
    Raymond James Financial, Inc. (07/29/25)
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  • Senior Technology Trainer

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …or grandfathering cannot be applied. SIE is required within six (6) months of hire. + Series 7 license is required within six (6) months of hire. **Travel ... + Develop and maintain strong professional relationships. **Licenses/Certifications:** Appropriate series license (s) for assigned functional area preferred or… more
    Raymond James Financial, Inc. (06/24/25)
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