- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Licenses/Certifications** * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 License . * Series 24 or Series ... 9/10 preferred. **Job:** Operations **Primary Location:** US-FL-St. Petersburg-Saint Petersburg **Organization** Investment Advisor Division **Schedule** Full-time **Job Shift** Day Job **Travel** Yes, 10 % of the Time **Req ID:** 2401760 more
- Charles Schwab (West Palm Beach, FL)
- …Schwab's Investment Consultant role. **What you have** **Required Qualifications:** + A valid and active Series 7 license is required ( license may be ... employment through Branch Network Licensing Program) + A valid and active Series 66 (63/65) license required ( license (s) may be obtained under a condition of… more
- Charles Schwab (West Palm Beach, FL)
- …role for you. **What you have** **Required** **Q** **ualifications** **:** + A valid and active Series 7 license is required ( _license may be obtained under ... through Branch Network Licensing Program_ ) + A valid and active Series 66 (63/65) license required ( _license(s) may be obtained under a condition of… more
- USAA (Tampa, FL)
- …required. + Required maintenance of Life/Health license . + Required maintenance of FINRA Series 7 license . + Required maintenance of FINRA Series ... 66 (or 63 and 65) license . + Must be able to successfully pass background check and meet all USAA and regulatory requirements. Additionally, applicant must have the ability to be licensed and registered in all required states and jurisdictions. + 4 years… more
- Charles Schwab (Orlando, FL)
- …+ CFP(R) designation or CFA(R) designation required + Bachelor's degree + Active and valid FINRA Series 7 license + Active and valid FINRA Series 66 ... license required (may be obtained with a 120-day condition of employment) + Five or more years of advisory experience **Preferred Qualifications:** + Five or more years working directly with clients in the financial services industry highly preferred In… more
- Charles Schwab (Orlando, FL)
- …fixed income mutual funds and ETFs. **What you have** + A valid and active FINRA Series 7 license required + A valid and active FINRA Series 66 or ... 63/65 license required + 3+ years of sales experience in financial services + Ability to build relationships, collaborate with partners and consistently produce results + Strong organizational & time management skills + In depth knowledge of Fixed Income… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Licenses/Certifications:** * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 license * Series 24 or 9/10 ... license preferred. **Job:** Operations **Primary Location:** US-FL-St. Petersburg-Saint Petersburg **Organization** Investment Advisor Division **Schedule** Full-time **Job Shift** Day Job **Travel** Yes, 20 % of the Time **Req ID:** 2401759 more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …as approved by Human Resources. **Licenses/Certifications** : * Ability to obtain required licenses, SIE, Series 7 license , Series 66 license , ... Chartered Retirement Plan Specialist (CRPS) and the Accredited Investment Fiduciary (AIF) Designation, within one (1) to three (3) years of hire, to be determined by management. **Job:** Product Management **Primary Location:** US-FL-St. Petersburg-Saint… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …provided that an exemption or grandfathering cannot be applied. * Depending on roles function, Series 7 License , Series 6, and/or State Insurance ... Licenses 2 - 14, to be obtained within six (6) months of hire date. **Job:** Investment Management **Primary Location:** US-FL-St. Petersburg-Saint Petersburg **Organization** Raymond James Investment Management **Schedule** Full-time **Job Shift** Day Job… more
- Bank of America (Fort Lauderdale, FL)
- …Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 & 63 license within 180 days of start date) **Shift:** 1st shift ... (United States of America) **Hours Per Week:** 40 Bank of America and its affiliates consider for employment and hire qualified candidates without regard to race, religious creed, religion, color, sex, sexual orientation, genetic information, gender, gender… more