- Charles Schwab (New York, NY)
- …you have** Required **minimum skills and qualifications are:** ** ** + A valid and active Series 7 license is required + A valid and active Series 66 ... (63/65) license required ( license (s) may be obtained under a condition of employment) + 2 years of Branch Network experience required, preferably in the Financial Consultant Partner or Investment Consultant role + 3 years of experience in the financial… more
- Charles Schwab (New York, NY)
- …role is for you. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiring FINRA Series ... consolidation, networking, and earning client referrals. If you currently have your securities license , enjoy working in a team setting, and share our passion for… more
- Morgan Stanley (Purchase, NY)
- …well organized and good time management skills * Strong computer and data entry skills * Series 7 license within 6 months of start date * CFP within ... input data as a primary function, and someone who could attain their Series 7 within 6 months and CFP within two years. Qualifications: * Bachelor's degree… more
- JPMorgan Chase (Fayetteville, NY)
- …and foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license is required or may be obtained within a ... Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in… more
- Charles Schwab (New York, NY)
- …degree or equivalent work related experience preferred + Must have an active and valid FINRA Series 7 license required + Active and valid FINRA Series ... 63 license required + Minimum of 5- 7 years of financial services industry + Must have RIA relationship management experience. + Our ideal candidate will be an… more
- Morgan Stanley (New York, NY)
- …multiple priorities . Excellent communication skills in both verbal and written forms . FINRA Series 7 license required; Willingness to obtain Series 66 ... (or 63/65) within 180 days of hire. . Former portfolio management experience with tax efficiency a plus Expected base pay rates for the role will be between $85,000 and $135,000 per year at the commencement of employment. However, base pay if hired will be… more
- Raymond James Financial, Inc. (New York, NY)
- …* SIE required provided that an exemption or grandfathering cannot be applied. * FINRA Series 7 or 79 License . * FINRA Series 63 ... or the ability to obtain within six (6) months of hire. **Job:** Investment Banking **Primary Location:** US-NY-New York-New York City **Organization** Investment Banking **Schedule** Full-time **Job Shift** Day Job **Travel** Yes, 25 % of the Time **Req ID:**… more
- Raymond James Financial, Inc. (New York, NY)
- …* SIE required provided that an exemption or grandfathering cannot be applied. * FINRA Series 7 or 79 License . * FINRA Series 63 ... or the ability to obtain within six (6) months of hire. **Job:** Investment Banking **Primary Location:** US-NY-New York-New York City **Organization** Investment Banking **Schedule** Full-time **Job Shift** Day Job **Travel** Yes, 25 % of the Time **Req ID:**… more
- Robert Half Finance & Accounting (Saratoga Springs, NY)
- …experience. Client support and CRM management experience are a must in this role. Series 7 & 63 license preferred Robert Half is the world's first and ... largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and… more
- MTA (Bronx, NY)
- …Posted: Jun 7 , 2024 Description Job Information: Title: Staff Analyst Series - Vulnerability Mitigation & New Technology Opening Date: 06/07/2024 Closing Date: ... Staff Analyst Series - Vulnerability Mitigation & New Technology Job...not limited to Access Control, Video Management, Intrusion Detection, License Plate Recognition Systems and all other associated ESS… more