- Raymond James Financial, Inc. (St. Petersburg, FL)
- …education, and/or training approved by Human Resources **Licenses/Certifications** + Appropriate series license (s) for assigned functional area preferred or the ... teams and stakeholders. + Collaborate closely with Risk, Legal, Compliance , and PCG to ensure supervisory practices align with...provided that an exemption or grandfathering cannot be applied. + Series 7 , 24, 65 or 66… more
- JPMorgan Chase (Jacksonville, FL)
- …and foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license + If you were registered after October 1, ... and Inquires + Support business unit operational procedures and compliance requirements (eg completion of required operational forms and...Series 66 (63/65), and Life and Health Insurance license must be obtained within 120 days of starting… more
- Navy Federal Credit Union (Pensacola, FL)
- …and/or internal audits. + Perform other duties as assigned or appropriate Qualifications + FINRA Series 7 and combination of NASAA Series 63/65 or 66 ... an internal pipeline for smaller dollar volume accounts in compliance with Navy Federal and NFIS policies and procedures....registration required + Life & Health Insurance License preferred (or the ability to obtain within 90… more
- Veterans Affairs, Veterans Health Administration (Miami, FL)
- …recorders for precise measurement of airway obstruction, thoracic gas volume, compliance , and other parameters. Operates a computerized system for the measurement ... be required to complete pre-employment requirements (https://www.uscis.gov/i-9-central/form-i-9-acceptable-documents). Effective May 7 , 2025, driver's licenses or state-issued dentification cards that… more
- First Horizon Bank (St. Petersburg, FL)
- …OFFICE EQUIPMENT SKILLS** Microsoft Office Suite, Salesforce **CERTIFICATES, LICENSES, REGISTRATIONS** (Ex: CPA, Series 6 or 7 license , etc) None required. ... and product knowledge meetings, training classes, and web-based learning. Compliance and risk management + Expected compliance ...**Hours** : + Monday - Friday + 7 :45 AM - 5:15 PM As part of the… more
- Veterans Affairs, Veterans Health Administration (Ocala, FL)
- …organization (HRO) with safety and quality of the Veteran Ensures compliance with accreditation and regulatory standards, educating staff on survey readiness ... in strategy planning and execution Maintains knowledge and ensures compliance with all regulatory and accreditation standards, directives, policies, and… more
- Wells Fargo (Jacksonville, FL)
- …education + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) ... **Job Expectations:** + US Only: Obtaining and/or maintaining appropriate FINRA license (s) is required for ongoing employment in this position. Compliance… more
- USAA (Tampa, FL)
- …required, however, if there is an existing license and a business need, maintenance of FINRA Series 7 , 66 (or 63 and 65), 24, and 51 (or 53) may be required. ... to maximize effectiveness of member acquisition and relationship efforts. Maintains compliance with policies, procedures, and regulatory requirements We offer a… more
- Veterans Affairs, Veterans Health Administration (Bay Pines, FL)
- …all Electronic Permission Access System requests (EPAS), BLS review for compliance , review of performance appraisals, proficiencies, and ECFs, assigned action items, ... insurance programs can be carried into retirement) Licensure: 1 full and unrestricted license from any US State or territory Work Schedule: Monday - Friday,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Fraud Examiner (ACFE) preferred + Certified Sanctions Specialist preferred + Regulatory industry license (eg, FINRA SIE, Series 7 ) preferred. **Travel ... and challenging work products related to AML, anti-fraud, and economic sanctions compliance . This role ensures that both preventive (QA) and detective (QC)… more