- Veterans Affairs, Veterans Health Administration (Albany, NY)
- …complete pre-employment requirements (https://www.uscis.gov/i-9-central/form-i-9-acceptable-documents). Effective May 7 , 2025, driver's licenses or state-issued ... or reassigned to social worker positions in the GS-0185 series in VHA must be licensed or certified by...licensure or certification, including the time by which the license or certification must be obtained and the consequences… more
- JPMorgan Chase (West Harrison, NY)
- …and foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license is required or may be obtained within a ... and Inquires + Support business unit operational procedures and compliance requirements (eg completion of required operational forms and...Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting… more
- New York State Civil Service (Westhampton Beach, NY)
- …Law positions) Travel Percentage 20% Workweek Mon-Fri Hours Per Week 40 Workday From 7 AM To 4 PM Flextime allowed? No Mandatory overtime? No Compressed workweek ... contractors; by monitoring and inspecting their work activities to ensure compliance to contract specifications and plans.* Provide daily oversight and supervision… more
- Veterans Affairs, Veterans Health Administration (Albany, NY)
- …complete pre-employment requirements (https://www.uscis.gov/i-9-central/form-i-9-acceptable-documents). Effective May 7 , 2025, driver's licenses or state-issued ... or reassigned to social worker positions in the GS-0185 series in VHA must be licensed or certified by...licensure or certification, including the time by which the license or certification must be obtained and the consequences… more
- NBT Bank (Vestal, NY)
- …platforms Unique Job Characteristics and Requirements: FINRA Series 7 , Series 63 and life insurance license or a Registered Investment Advisor (RIA) ... rules and regulations + Strong communication and PC skills + No significant compliance issues + Has developed a process for client segmentation + Demonstrated team… more
- Veterans Affairs, Veterans Health Administration (Kings County, NY)
- …complete pre-employment requirements (https://www.uscis.gov/i-9-central/form-i-9-acceptable-documents). Effective May 7 , 2025, driver's licenses or state-issued ... or reassigned to social worker positions in the GS-0185 series in VHA must be licensed or certified by...their appointment as a social worker. Failure to Obtain License or Certification: In all cases, social workers must… more
- Wells Fargo (New York, NY)
- …education + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) ... **Job Expectations:** + US only: Obtaining and/or maintaining appropriate FINRA license (s) is required for ongoing employment in this position. Compliance… more
- JPMorgan Chase (Pittsford, NY)
- …and investment industry, demonstrating a strong understanding of industry practices. + Valid and active Series 7 , 9/10 (or 4, 24, and 53), 66 (or 63/65) FINRA ... and analyze active account and book reviews to ensure compliance and optimize client investment strategies. + Ensure team...and active Life, Health, and Long Term Care Insurance license , or must be obtained within 60 days of… more
- Capital One (New York, NY)
- …+ Strong quantitative background to support data-informed decision making. + Designations including Series 7 / 63 License or Chartered Financial Analyst ... + At least 9 years of experience working in Product Management + At least 7 years of experience in securities origination or trading management in Capital Markets +… more
- Veterans Affairs, Veterans Health Administration (Buffalo, NY)
- …Chief of QSV - RN assumes a leadership role in facilitating regulatory compliance for internal and external oversight bodies (ie, The Joint Commission (TJC), ... Organization (HRO), Just Culture, and evidence-based practices. Work Schedule: Full-time. 7 :30 am - 4:00 pm (Monday - Friday Compressed/Flexible: Not Available… more
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