- Veterans Affairs, Veterans Health Administration (Lancaster, TX)
- …use and maintenance of automated dispensing systems. Accreditation/ Regulatory Compliance Effectively interacts with accreditation and regulatory officials and ... and maintaining local policies, procedures, and training tools to ensure compliance with current standards and regulations. Develops and communicates understanding… more
- Veterans Affairs, Veterans Health Administration (Lancaster, TX)
- …recommendations or initiates actions as required. Conducts routine audits for compliance with established patient safety standards. Serves as Subject Matter Expert ... involving dispensing systems and conducts routine audits to monitor for compliance with procedure. Makes recommendations for and participates in the development… more
- USAA (Plano, TX)
- …+ Experience with Virtual Technology and ability to deliver training remotely. + Current FINRA Series 7 and/or attainment within 90 days of job entry. + Current ... measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** + Bachelor's...job entry. **What sets you apart:** + Current FINRA Series 7 . + Current FINRA Series… more
- Vanguard (Dallas, TX)
- …This job requires a regulatory license and/or registration (eg FINRA, NASAA). The SIE, Series 7 , and Series 66 are required to be obtained within ... in a fast-paced environment, ensuring timely delivery of commitments. + Compliance : Maintain accurate client records and ensure adherence to Vanguard's systems,… more
- Veterans Affairs, Veterans Health Administration (San Antonio, TX)
- …any synergistic, antagonistic, cumulative, potential overdoses and/or incompatibilities, compliance , anticipate side effects, toxicity and adverse effects. Provides ... be required to complete pre-employment requirements (https://www.uscis.gov/i-9-central/form-i-9-acceptable-documents). Effective May 7 , 2025, driver's licenses or state-issued dentification cards that… more
- Vanguard (Dallas, TX)
- …knowledge. + High school, associate degree, or bachelor's degree. + This job requires a Series 7 and 63 regulatory license and/or registration (eg FINRA, ... state, SFC). These will be determined by Compliance based on role-specific duties. How we will help:...a financial background to pass their SIE and FINRA Series 7 & 63. After joining corporate… more
- Nuveen Investments (TX)
- …+ 5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 6 or 7 ; Series 63 **Licenses and Certifications** + Life ... level information, insights, trends, and data as needed. + Ensures compliance with policies, procedures, and industry/regulatory requirements; anticipates and works… more
- USAA (Plano, TX)
- …maintenance or ability to acquire within 90 days of hire. + Required maintenance of FINRA Series 7 license . + Required maintenance of FINRA Series 66 ... effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** + High School Diploma… more
- JPMorgan Chase (Sugar Land, TX)
- …and foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license is required or may be obtained within a ... and Inquires + Support business unit operational procedures and compliance requirements (eg completion of required operational forms and...Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting… more
- Veterans Affairs, Veterans Health Administration (Dallas, TX)
- …complete pre-employment requirements (https://www.uscis.gov/i-9-central/form-i-9-acceptable-documents). Effective May 7 , 2025, driver's licenses or state-issued ... appointed or reassigned to RRT positions in the GS-0601 series must possess and maintain for the duration of...the duration of employment a full, current and unrestricted license from a state to practice as an RRT.… more