- Wells Fargo (Purchase, NY)
- …leadership experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 , 9, 10, and 63 examinations (or FINRA recognized ... employee engagement and growth in a branch or a series of branches + Responsible for overall management of...one or a combination of the following: work experience, training , military experience, education + 4+ years of management… more
- Raymond James Financial, Inc. (New York, NY)
- … training as approved by Human Resources. **Licenses/Certifications:** * Appropriate series license (s) for assigned functional area required or the ability ... and selecting examiners. + Coaches and mentors subordinates, identifies training needs, and recommends appropriate development programs. + Works...within an established timeframe. o Required to have a Series 7 , 24 or willing to obtain… more
- Raymond James Financial, Inc. (New York, NY)
- …and/or training approved by Human Resources. **Licenses/Certifications:** * Appropriate series license (s) for assigned functional area required or the ... ability to obtain within an established timeframe. o Required to have a Series 7 , 24 or willing to obtain within 120 days of employment o Series 9 and 10 can… more
- Wells Fargo (Syracuse, NY)
- …Industry Essentials (SIE) exam or equivalent **Desired Qualifications:** + Successfully completed FINRA Series 7 and 66 (or 63 and 65) exams to qualify ... role, you will:** + Participate in Wells Fargo Advisors training program for meeting personal, professional, and organizational client...is required for ongoing employment in this position. FINRA Series 7 and 66 (or 63 and… more
- Veterans Affairs, Veterans Health Administration (Northport, NY)
- …complete pre-employment requirements (https://www.uscis.gov/i-9-central/form-i-9-acceptable-documents). Effective May 7 , 2025, driver's licenses or state-issued ... Occupational Therapy Association (AOTA) OR; Completion of a military training program in an OTA program accredited by the...be extended beyond two years. g. Failure to Obtain License . In all cases, uncertified and/or unlicensed OTAs must… more
- BankOnBuffalo (Buffalo, NY)
- …education funding, and financial planning. CFP or similar professional designation preferred. FINRA Series 7 and 63 licenses plus Series 65 or ... a great experience, and contribute to corporate level initiatives such as training , marketing and business program development. They cater to the customer with… more
- New York State Civil Service (Cortlandt Manor, NY)
- …Law positions) Travel Percentage 30% Workweek Mon-Fri Hours Per Week 37.5 Workday From 7 AM To 4 PM Flextime allowed? No Mandatory overtime? No Compressed workweek ... allowed? No Telecommuting allowed? No County Westchester Street Address Camp Smith Training Site 11 Bear Mountain Bridge Rd City Cortlandt Manor State NY Zip Code… more
- New York State Civil Service (Jamaica, NY)
- …Law positions) Travel Percentage 20% Workweek Mon-Fri Hours Per Week 40 Workday From 7 AM To 4 PM Flextime allowed? No Mandatory overtime? No Compressed workweek ... supervisory duties at assigned facility/s including but not limited to training , direct supervision, and assist in performance evaluations of subordinate staff.… more
- Wells Fargo (New York, NY)
- …management + Strong risk management and compliance skills + FINRA registration including Series 7 and 24 (or FINRA recognized equivalents) **Job Expectations:** ... one or a combination of the following: work experience, training , military experience, education + 4+ years of management...+ Registration for FINRA Series 7 & 24 must be completed… more
- Robert Half Finance & Accounting (New York, NY)
- …policies/procedures, personal trading review/Personal Account Dealings, compliance testing and AML/KYC. Series 7 FINRA license is advantageous This ... trading review/Personal Account Dealings, compliance testing and AML/KYC + Series 7 FINRA license is...top jobs, competitive compensation and benefits, and free online training . Stay on top of every opportunity - whenever… more