- TD Bank Group (New York, NY)
- …Education & Experience: Undergraduate degree in Business (Accounting or Finance) or Mathematics/Economics. Series 7 and 63 5- 7 Years of related experience ... TD Securities, and manages the dealer's liquidity, funding and non -trading market risk. Within the group, US TDS Treasury...VBA, Macro, Python etc. General Job Description: The VP Sales and Trading TDS develops an institutional investor base… more
- BNY Mellon (New York, NY)
- …Office Suite, including Excel, Word, and PowerPoint. The necessary professional licenses including FINRA Series 7 , 52, 63 and 79, or the ability to promptly ... bond remarketing, reinvestment and other services to States, municipalities, non -profits, real estate developers, health care providers, higher educational… more
- Voyant Photonics (New York, NY)
- …Board Support Prepare financial materials and narratives for future funding rounds ( Series B and beyond). Lead financial diligence process with prospective investors ... firm handles: bookkeeping, reconciliations, month-end close, AP tracking, payroll entry, 1099s, sales tax, and corporate tax filing. Provide oversight and review of… more
- Santander US (New York, NY)
- …* Exceptional communication and interpersonal skills. * Exceptional organizational skills . * Series 7 and 63 licenses (or willingness to obtain promptly). * ... Emerging Markets Institutional Sales , Associate - New York Country: United States...and represents the annualized salary range. For hourly positions ( non -exempt), the annual range is based on a 40-hour… more
- Citigroup (Queens, NY)
- …skills and interpersonal relationships with ability to influence. + Required: US FINRA Registration: SIE; Series 7 ; Series 63 + Series 65 (or ... responsibilities, setting vision and productivity goals, overall market profitability, sales , operations, recruiting/salesforce growth, and adhering to all regulatory… more
- Truist (New York, NY)
- …to perform the essential functions. 1. BA/BS degree 2. Licenses Required: the SIE and the 7 Top Off (or Series 7 for those licensed prior to October ... initiating C-suite corporate access resources to institutional equity clients including non - deal roadshows, conferences, field trips, bus tours, and conference… more
- TIAA (New York, NY)
- …relationships with affluent clients or equivalent experience; Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... incentive program linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other non -annual… more
- Nuveen Investments (New York, NY)
- …5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Physical Requirements** + Physical Requirements: ... Degree + Current license, or willingness to attain, as Series 7 and 63 + Experience managing...linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other … more
- City National Bank (New York, NY)
- …and securities market. * Minimum of 5 years of direct client services experience required * FINRA Series 7 and 63 or 66 licenses * FINRA Series 24: General ... across a broad range of brokerage activities for retirement and non -retirement accounts including establishing new accounts, processing account transfers, securities… more
- City National Bank (New York, NY)
- …* Minimum 5 years of investment related experience * Minimum 3 years experience in investment sales * FINRA Series 7 and 63 and 65 or 66 *Additional ... work in tandem with an assigned SFA to provide sales and client and colleague service support coverage. The...CIMA or Cannon Certified Wealth Strategist designation. * FINRA Series 7 and 63 securities licenses and… more
