• JP Morgan Wealth Management- Vice President,…

    JPMorgan Chase (New York, NY)
    …Skills** + Minimum of 5 years' experience in investments and financial institutions + SIE, Series 7 , and Series 66 licenses (mandatory to obtain within 90 ... develop thorough knowledge of our investment platform, for discretionary and non -discretionary advisory, as well as all available investment management solutions.… more
    JPMorgan Chase (07/27/25)
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  • Insurance Business Development Associate

    Nuveen Investments (New York, NY)
    …+ 3+ Years Required; 5+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Physical Requirements** + Physical Requirements: ... incentive program linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other non -annual… more
    Nuveen Investments (07/12/25)
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  • Wealth Advisor III

    Truist (New York, NY)
    …essential functions. + Bachelor's Degree Required + FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... met where needed + 8 or more years of sales and client management experience in Wealth Management and...learn more about the specific benefits available for any non -temporary position for which you apply, based on full-time… more
    Truist (06/25/25)
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  • Senior Risk Advisory Manager Public Finance…

    Truist (New York, NY)
    …+ Master's degree in finance or equivalent science/academic field. + Strongly preferred: FINRA Series 7 , 52, 53 + Strong knowledge of trading floor rules and ... and managing risks within Truist Public Finance and Municipals origination and sales and trading businesses. This position will be responsible for leading a… more
    Truist (07/19/25)
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  • Markets Program Analyst - (New York, City)- Early…

    Wells Fargo (New York, NY)
    …financial markets, banking, or financial services industry. **JOB EXPECTATIONS:** + Registration for FINRA Series 7 must be completed within 90 days of hire date ... rates, commodity and equity risks. You may be placed in one of the following businesses: ** Sales & Trading** + Macro + Commodities + Municipal Sales & Trading +… more
    Wells Fargo (07/15/25)
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  • Vice President, US TDS Treasury - TD Securities…

    TD Bank (New York, NY)
    …& Experience:** + Undergraduate degree in Business (Accounting or Finance) or Mathematics/Economics. + Series 7 and 63 + 5- 7 Years of related experience ... TD Securities, and manages the dealer's liquidity, funding and non -trading market risk. Within the group, US TDS Treasury...VBA, Macro, Python etc. _General Job Description:_ The VP Sales and Trading TDS develops an institutional investor base… more
    TD Bank (07/11/25)
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  • Key Private Bank Sr Relationship Manager

    KeyBank (Tarrytown, NY)
    …and business development experience with proven results required **Licenses and Certifications** + FINRA Series 7 and 66 (or 63 & 65) (preferred) + Certified ... and proactive, regular contact. + Meets or exceeds assigned individual sales goals by expanding existing client relationships, closing referrals and/or capturing… more
    KeyBank (07/18/25)
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  • Residential Financing & Securitization Group - AVP

    Citigroup (New York, NY)
    …ability to multitask, be collaborative, a team player and service oriented + Series 7 , 63 and 79 licenses **Education:** Bachelor's degree/University degree or ... of the US residential mortgage sector, with particular focus on the non -agency market including credit risk transfer deals, seasoned performing, re-performing and … more
    Citigroup (07/08/25)
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  • TDS Operations Analyst III - FI Operations: MBS…

    TD Bank (New York, NY)
    …+ Strong knowledge of MS Office Excel, Word, and PowerPoint a plus + SIE and/or Series 7 , 63 a plus. **Inclusiveness** At TD, we are committed to fostering an ... could be an ideal opportunity for you. **Responsibilities:** + Support the MBS trading/ sales desk directly + Trace Monitoring, Fed Dollar Reporting + Assisting the… more
    TD Bank (06/28/25)
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  • Wealth Relationship Manager

    HSBC (Buffalo, NY)
    …in this role: + Bachelor's degree in Business, Finance, related field or equivalent experience + Series 7 , 63, 65 or 66 (or 63 and 65), Life and Health insurance ... + Spanish (desirable but not mandatory) + Meaningful experience in non -traditional banking financial sales , providing client recommendations and increasing… more
    HSBC (05/06/25)
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