- BMO Financial Group (New York, NY)
- …knowledge of applicable securities laws, rules and regulations with the ability to assess firm impact. Series 7 , 63, 24 a plus. + Typically minimum of 6 years of ... audits and examinations. + Provides regulatory perspective on business group's sales and marketing materials. + Anticipates/ identifies and analyses risk and… more
- Santander US (New York, NY)
- …financing market and highlighting Santander's capabilities and track record. Certifications: SIE, Serie 7 , and Series 63 **What Else You Need To Know** **:** ... warehouses. + Partner closely with internal global teams across sales , banking, capital markets, and wealth management to help...and represents the annualized salary range. For hourly positions ( non -exempt), the annual range is based on a 40-hour… more