- Charles Schwab (Albany, NY)
- …Schwab. **What you have** **Required Qualifications** + Bachelor's degree + Active and valid FINRA Series 7 & 66 (license(s) may be obtained under a condition of ... The Wealth & Asset Management Solutions (WAMS) team is part of Wealth & Advice Solutions (WAS) enterprise. The...and industry trends. Most of the Business Development Officer's time will be spent engaging potential investors of the… more
- TD Bank (New York, NY)
- …priorities to meet deadlines** + **Experience presenting to management and regulators** + **FINRA series 7 and 24** + **Life and Health Insurance License** + ... allow colleagues to progress through the salary range over time as they progress in their role. The base...more resilient and scalable compliance risk management function. As part of our team, you'll play a key role… more
- Bank of America (New York, NY)
- …environment. + MS, MBA and/or CFA are desirable + FINRA registered representative with Series 7 & 63 required at time of hire or within 120 days of hire ... retail and Ultra High Net Worth ("UHNW") clients. As part of their responsibilities, professionals on the Team develop...role. These expectations are subject to change at any time and at the sole discretion of the Company.… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- …foundation in AI/ML algorithms (regression, classification, Bayesian methods, deep learning, time - series , probabilistic modeling) is a plus, along with expertise ... with 4+ years of industrial experience OR- Master's with 7 + years. A deep mechanistic understanding of upstream and/or...in multivariate statistics for process modeling, real- time monitoring, and control. Expert programming proficiency in Python… more
- Bank of America (New York, NY)
- …manage and execute multiple projects + Excellent written and verbal communication skills + Series 7 and 63/65 or 66 preferred at time of hire or must be able ... private placements and RICs. The role is an integral part of the broader team Private Markets team responsible...role. These expectations are subject to change at any time and at the sole discretion of the Company.… more
- CIBC (New York, NY)
- …approach. **Who You Are:** + Undergraduate degree, 1-3 years of related experience. + Series 7 and 63 is preferred + Thorough understanding of the financial ... **What You'll Be Doing:** The Prime Brokerage Analyst role is a critical part of the firm's client-facing infrastructure, supporting the Prime Brokerage Sales team.… more
- HSBC (New York, NY)
- …software and tools. Must have or be able to obtain within 90 days of joining FINRA Series 7 and 63 certifications. **If you would like to apply to this position, ... communicate and present on complex financial concepts. #LI-DNI Full time employment, Monday - Friday, 40 hours per week,...appropriate mix of fixed pay, and variable pay, as part of an employee's overall total compensation and benefits.… more
- BMO Financial Group (New York, NY)
- …knowledge of applicable securities laws, rules and regulations with the ability to assess firm impact. Series 7 , 63, 24 a plus. + Typically minimum of 6 years of ... qualifications for the role, and may include a commission structure. Salaries for part - time roles will be pro-rated based on number of hours regularly worked.… more
- City National Bank (New York, NY)
- …generation and organization experience * 1 to 2 years to complete licensing: Series 7 , 66 * Master financial modeling system *Compensation* Starting base ... by the Wealth Advisors, that may be repetitive or one- time , which support the team, the division, CNB, and...Able to work independently with deadlines, as well as part of a team. * Good understanding of Microsoft… more
- Guardian Life (New York, NY)
- …and/or alternative investments + Bachelor's degree or equivalent work experience + Series 7 , 65/66 required; professional designations (CIMA, CFP, CPWA) a ... Investment Specialists, FRs, MDs, and Home Office personnel. **Location** + In Territory- Western Part of US. + Travel as needed; Up to 10-30% travel focused on… more