- Wells Fargo (Melville, NY)
- …education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) ... Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about the...will initiate the FINRA licensing review process at the time of offer acceptance. For specific FINRA qualification exams… more
- Scotiabank (New York, NY)
- …is required, a scientific area of focus is preferred.Ph.D. or MD is also preferred.FINRA Series 7 or SIE, 63, 86 and 87 designations will be required. Analytical ... products and services offered by the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment...and meet tight deadlines, sometimes for extended periods of time . Ability to multi-task and manage several on-going projects… more
- New York State Civil Service (Albany, NY)
- …(PEF) Salary Range From $86681 to $109650 Annually Employment Type Full- Time Appointment Type Permanent Jurisdictional Class Competitive Class Travel Percentage 0% ... supervisory level review for BSA 1s and/or Trainees in managing a series of smaller projects. * Requirements Elicitation: Prepares for elicitation activities;… more
- Siebert Williams Shank (New York, NY)
- … time . Requirements + 5+ years of experience in Institutional Sales + FINRA Series 7 and 63 registrations required + Established book of fixed income ... skills + Proficient in Bloomberg, Microsoft, Excel + Excellent time management and organizational capabilities; high energy, tenacious, and...tenacious, and creative + Ability to work well as part of a team + Enthusiasm for the fixed… more
- Guardian Life (New York, NY)
- …trading required + Bachelor's degree preferred or equivalent work experience + Active FINRA Series 7 and 63 licenses required + Strong service orientation and ... Familiarity with Pershing systems and Envestnet a plus + Excellent organizational and time management skills + Ability to communicate effectively at all levels of… more
- Citizens (Poughkeepsie, NY)
- …with affluent and high net worth clients. + A minimum of two licenses required: SIE, Series 6, 7 , 63, 65, or 66 licenses, and Life and Health, Accident Insurance ... education reimbursement, wellness programs and more. Note, Citizens' paid time off policy exceeds the mandatory, paid sick or...local communities. When you join our team, you are part of a supportive and collaborative workforce, with access… more
- Citizens (New York, NY)
- …skills + Bachelor's degree in finance or related field, or equivalent experience. + Series 7 , 63, 24 and 55 licenses (or equivalent) required Hours & ... education reimbursement, wellness programs and more. Note, Citizens' paid time off policy exceeds the mandatory, paid sick or...local communities. When you join our team, you are part of a supportive and collaborative workforce, with access… more
- Scotiabank (New York, NY)
- …degree is required, with a preference for business, engineering, geology or geophysics + FINRA Series 7 , 63, 86 and 87 designations will be required + Strong ... products and services offered by the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment...and meet tight deadlines, sometimes for extended periods of time + Ability to multi-task and manage several on-going… more
- Santander US (New York, NY)
- …* Exceptional communication and interpersonal skills. * Exceptional organizational skills . * Series 7 and 63 licenses (or willingness to obtain promptly). * ... to perform other duties. You may be evaluated in part based upon your performance of the tasks listed...the right to revise this job description at any time . This job description is not a contract for… more
- Neuberger Berman (New York, NY)
- …Aladdin Wealth, Charles River, client reporting, and portfolio accounting systems is a plus. + Series 7 and 66 licenses are a plus (or willingness to obtain). ... believe we would pay for this role at the time of this posting. We may ultimately pay more...which, along with base salary and retirement contributions, is part of our total comprehensive package. We offer a… more
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