- Citigroup (New York, NY)
- …to manage relationships both internal and external + Ability to multi-task + FINRA SIE, Series 7 , Series 66 required (or obtained within 120 days) ... and account opening efforts across products, including our world-class Investments platform, as a part of our core client coverage team + Partner with sales teams to… more
- Bank of America (West Seneca, NY)
- …knowledge of client needs and potential product services recommended Required Qualifications: * Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. ... and asset thresholds * Mitigates and controls risk as part of daily activities * Identifies and engages potential...that a passing score is received for the missing series within 60 days. * Has at least one… more
- Bank of America (Hewlett, NY)
- …of client needs and potential product services recommended **Required Qualifications:** * Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. ... and asset thresholds * Mitigates and controls risk as part of daily activities * Identifies and engages potential...that a passing score is received for the missing series within 60 days. * Has at least one… more
- Bank of America (Brooklyn, NY)
- …of client needs and potential product services recommended **Required** **Qualifications** : + Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. If ... and asset thresholds + Mitigates and controls risk as part of daily activities + Identifies and engages potential...that a passing score is received for the missing series within 60 days. + Has at least one… more
- Bank of America (Brooklyn, NY)
- …of client needs and potential product services recommended **Required** **Qualifications** : + Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. If ... and asset thresholds + Mitigates and controls risk as part of daily activities + Identifies and engages potential...that a passing score is received for the missing series within 60 days. + Has at least one… more
- BMO Financial Group (New York, NY)
- …or foreign equivalent in Financial Engineering, Mathematics, Engineering, or Computer Science + Series 7 and Series 57 licenses **Base Salary:** Associate ... qualifications for the role, and may include a commission structure. Salaries for part - time roles will be pro-rated based on number of hours regularly worked.… more
- Guardian Life (Albany, NY)
- …broker/dealer as a plus. + Prior examination, auditing or testing experience. + Series 7 ; 24 licenses required or obtained within 120 days. + ... on the customer. We do this through leveraging a series of core capabilities, which includes accountability, interpersonal effectiveness,...purpose, priorities, and values. Do you want to be part of a collaborative Compliance Legal Team? As a… more
- Scotiabank (New York, NY)
- …(Commerce, Finance, Economics, Mathematics or related discipline) + CFA designation an asset + SIE, Series 7 and Series 63 licenses. + Associated Person of ... products and services offered by the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment...skills + Ability to multitask, excellent problem resolution and time management skills + Ability to respond to enquiries… more
- JPMorgan Chase (New York, NY)
- …and strategies for the future banker. You will focus on Recommender Systems, Time Series Forecasting, and Classification Systems, utilizing the latest advances ... our innovative and collaborative team, you will be a part of a dynamic environment that merges the innovation...banker of tomorrow. + Focus on **Recommender Systems** , ** Time Series Forecasting** , and **Classification Systems**… more
- Nuveen Investments (New York, NY)
- …+ 3+ Years Required; 5+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Physical Requirements** + Physical Requirements: ... across the Nuveen platform. The Associate is a vital part of Nuveen's Insurance team, directly involved with capital...vary based upon, but not limited to, relevant experience, time in role, base salary of internal peers, prior… more