- HSBC (New York, NY)
- …+ BS/BA degree in Business, Finance or related field, or equivalent experience + Series 7 and 66 Licenses required In compliance with applicable laws, HSBC ... interactions by learning new concepts and researching information in real- time to provide creative solutions. For this role, HSBC...appropriate mix of fixed pay, and variable pay, as part of an employee's overall total compensation and benefits.… more
- BMO Financial Group (New York, NY)
- …equivalent combination of education and experience. CFA certification is preferred. New York only. Series 7 , 63, 86, and 87 licenses are a plus. **Salary Range** ... qualifications for the role, and may include a commission structure. Salaries for part - time roles will be pro-rated based on number of hours regularly worked.… more
- Guardian Life (New York, NY)
- …degree preferred. + 10+ years of experience in cybersecurity, with at least 7 years in application security architecture roles. + Proven experience designing and ... frameworks and standards (eg, OWASP Top 10, NIST 800 series , ISO 27001, MITRE ATLAS). + Excellent communication and...or responsible AI initiatives. **Why Join Guardian** + As part of a forward-thinking security organization, you will have… more
- City National Bank (New York, NY)
- …generation and organization experience * 1 to 2 years to complete licensing: Series 7 , 66 * Master financial modeling system *Compensation* Starting base ... by the Wealth Advisors, that may be repetitive or one- time , which support the team, the division, CNB, and...Able to work independently with deadlines, as well as part of a team. * Good understanding of Microsoft… more
- MUFG (New York, NY)
- …environment + Proactive attitude accustomed to taking initiative and solving problems + FINRA Series 7 , 63 or 79 license **Compensation & Benefits** The typical ... and defense sector. **Responsibilities** Managing Directors are an important part of Intrepid deal teams, working closely with junior...career with us and encourage you to spend more time reviewing them! **Our Culture Principles** + Client Centric… more
- Mount Sinai Health System (New York, NY)
- …providers with CMS and other government programs by completing 855 series forms, gathers credentials and associated documentation required for enrollment and ... 6. Participates in CBO rebilling efforts due to provider enrollment issues. 7 . Communicates with providers and other departments to escalate issues, share… more
- Citizens (Brooklyn, NY)
- …insurance, and estate planning. Qualifications, Education, Certifications and/or Other Professional Credentials + Series 7 , 63, 65 (or 66) active and valid. + A ... education reimbursement, wellness programs and more. Note, Citizens' paid time off policy exceeds the mandatory, paid sick or...local communities. When you join our team, you are part of a supportive and collaborative workforce, with access… more
- Wells Fargo (New York, NY)
- …education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) ... Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about our...will initiate the FINRA licensing review process at the time of offer acceptance. For specific FINRA qualification exams… more
- Charles Schwab (New York, NY)
- …18 month condition of employment) + Bachelor's Degree required + Active and valid FINRA Series 7 license required + Active and valid FINRA 66 license required ... asset and service targets are met. **Managing performance** - Part of this role includes the monitoring of client...company match and Employee stock purchase plan + Paid time for vacation, volunteering, and 28-day sabbatical after every… more
- Wells Fargo (New York, NY)
- …while developing and executing action plans + FINRA registration including FINRA Series 7 (or FINRA recognized equivalents) **Job Expectations:** + Ability ... seeking a **Lead Compliance Officer** in Corporate Risk as part of **Corporate & Investment Banking (CIB) Compliance.** As...to travel up to 5% of the time + Willingness to work on-site at stated location… more