- BankOnBuffalo (Buffalo, NY)
- …education funding, and financial planning. CFP or similar professional designation preferred. FINRA Series 7 and 63 licenses plus Series 65 or ... in related field or equivalent combination of education and/or experience. Minimum of 7 years' experience in Wealth Management or a related field required. 10+… more
- City National Bank (New York, NY)
- …of investment related experience * Minimum 3 years experience in investment sales * FINRA Series 7 and 63 and 65 or 66 *Additional Qualifications* * The SFA ... CIMA or Cannon Certified Wealth Strategist designation. * FINRA Series 7 and 63 securities licenses and...preferred. *WHAT'S IN IT FOR YOU?* *Compensation* Starting base salary : $120,000-$130,000 per year. This role is eligible for… more
- Equitable (Melville, NY)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... completion of company sponsored required FINRA licenses and registrations. + **Base Salary ** : After successfully completing PEP, you will be eligible to become… more
- NBT Bank (Williamsville, NY)
- …knowledge of all broker dealer advisory platforms Unique Job Characteristics and Requirements: FINRA Series 7 , Series 63 and life insurance license or a ... Six weeks of paid leave at 100% of your salary . + Comprehensive Medical Coverage : Includes employer contributions...Six weeks of paid leave at 100% of your salary . Benefits for All Part-Time Employees: + Retirement Plans:… more
- Citigroup (New York, NY)
- …both internal and external + Ability to manage multiple concurrent deadlines + FINRA SIE, Series 7 , Series 66 required (or obtained within 120 days) ... escalating, managing and reporting control issues with transparency. **Qualifications:** + 3- 7 years of relevant experience + Prior experience in wealth management… more
- Citigroup (New York, NY)
- …both internal and external + Ability to manage multiple concurrent deadlines + FINRA SIE, Series 7 , Series 66 required (or obtained within 120 days) ... York New York United States **Primary Location Full Time Salary Range:** $129,840.00 - $194,760.00 In addition to ...Salary Range:** $129,840.00 - $194,760.00 In addition to salary , Citi's offerings may also include, for eligible employees,… more
- Citigroup (New York, NY)
- …+ Required current US FINRA Registration: SIE, Series 6, 63, and 65 OR Series 7 and 66 or equivalent. + Must meet ALL US FINRA Registration requirements ... York New York United States **Primary Location Full Time Salary Range:** $88,400.00 - $132,600.00 In addition to ...Salary Range:** $88,400.00 - $132,600.00 In addition to salary , Citi's offerings may also include, for eligible employees,… more
- JPMorgan Chase (West Harrison, NY)
- …and foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license is required or may be obtained within a 60 ... Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and Life and Health Insurance license...We offer a competitive total rewards package including base salary determined based on the role, experience, skill set… more
- JPMorgan Chase (New York, NY)
- …+ Demonstrated ability and commitment to goals-based planning and advice + A valid and active Series 7 + A valid and active Series 66 (63/65) license is ... their financial needs. We offer a competitive total rewards package including base salary determined based on the role, experience, skill set and location. Those in… more
- BMO Financial Group (New York, NY)
- …all regulations, directives and guidance which apply to the group(s) supported. **Qualifications:** + ** Series 7 , SIE, and 24 required.** ** Series 57, 63, ... cross-group collaboration - Expert. + Data driven decision making - Expert. ** Salary :** $150,700.00 - $261,800.00 **Pay Type:** Salaried The above represents BMO… more