- Navy Federal Credit Union (Pensacola, FL)
- …functions and policies + CRCP, IACCP and/or CSCP Certification + FINRA principal registration Series 53 Hours: Monday - Friday, 8 :00AM - 4:30PM Location: 5550 ... review of any related communication, reports, presentations, materials utilized for compliance purposes. Supervise compliance related activities performed by… more
- Bank of America (Miami, FL)
- …AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses + Series 3, 31 licenses, if ... Description:** This job is responsible for a wide variety of delegated compliance , administrative, and business functions to support the Merrill Wealth Management… more
- Bank of America (Destin, FL)
- …AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses and Series 3, 31 licenses, if ... daily operations of a Merrill branch office ensuring appropriate supervision and compliance to industry regulations, and policies and procedures + Driving business… more
- Veterans Affairs, Veterans Health Administration (Miami, FL)
- …recorders for precise measurement of airway obstruction, thoracic gas volume, compliance , and other parameters. The Incumbent operates a computerized system for ... reporting no-shows and overbooks. Work Schedule: Monday - Friday, 8 :00 am - 4:30 pm Telework: Not Available Virtual:...appointed or reassigned to RRT positions in the GS-0601 series must possess and maintain for the duration of… more
- ATP Flight School (Fort Myers, FL)
- …inspections of aircraft wing and wing attach structures using Olympus Nortec 500/600 Series eddy current flaw detectors. The ideal candidate will play a critical ... on aircraft wing and wing attach structures, primarily utilizing Nortec 500/600 Series eddy current flaw detectors to SAE ARP4402 standards. + Interpret and… more
- Navy Federal Credit Union (Pensacola, FL)
- …offerings. + Develop an internal pipeline for smaller dollar volume accounts in compliance with Navy Federal and NFIS policies and procedures. + Establish, maintain, ... other duties as assigned or appropriate Qualifications + FINRA Series 7 and combination of NASAA Series ...designations eg CFP, ChFC, CLU Hours: Monday - Friday, 8 :30AM - 5:00PM EST; 9:30AM - 6:00PM CST; … more
- Veterans Affairs, Veterans Health Administration (Miami, FL)
- …and a myriad of engineering related topics. Work Schedule: 8 :00am-4:30pm, Monday through Friday Compressed/Flexible: Not authorized Telework: Not available ... Provision. All individuals employed in VHA in this occupational series or in another occupational series performing...Supervisory Healthcare Engineer(s) at the GS-13 level, to ensure compliance with VA, TJC and a variety of other… more
- Raymond James Financial, Inc. (West Palm Beach, FL)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 and 9 & 10 (or 8 ) required. + Series ... profitability while maintaining a commitment to excellent service. + Responsible for compliance oversight and ensuring adherence to firm and regulatory policies and… more
- First Horizon Bank (Miami Lakes, FL)
- …and identify the full range of risks related to processes, regulatory compliance , organization, policy, and technology; + evaluate control design adequacy in complex ... and effectiveness of internal controls, risk management practices, and regulatory compliance associated with Treasury and enterprise risk functions. + Perform… more
- Truist (Tampa, FL)
- …Maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Works within the existing audit, compliance and regulatory framework ... Bachelor's Degree Required * FINRA: Maintains proper licenses including Series 7, Series 66, the Securities Industry...appropriate continuing education requirements are met where needed * 8 or more years of sales and client management… more
Recent Jobs
-
School Bus Driver
- Beacon Mobility (Ellenville, NY)
-
CDL License Driver
- FREEMAN (Nashville, TN)
-
Sr. Quality Compliance Specialist
- Abbott (Alameda, CA)
-
RN Manager Emergency Services
- HCA Healthcare (Manchester, NH)