- Bank of America (Miami, FL)
- …+ Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent ... Description:** This job is responsible for a wide variety of delegated compliance , administrative, and business functions to support the Merrill Wealth Management… more
- Bank of America (Destin, FL)
- …+ Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent ... daily operations of a Merrill branch office ensuring appropriate supervision and compliance to industry regulations, and policies and procedures + Driving business… more
- Truist (Orlando, FL)
- …disabilities to perform the essential functions. + FINRA Series 7, 24, 53, and 66 licenses ( Series 9 &10 can be used in lieu of 53. Series 63&65 can be ... or Business. + 7 or more years of regulatory, compliance or supervisory experience + FINRA Series ...regulatory, compliance or supervisory experience + FINRA Series 4 **General Description of Available Benefits for Eligible… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ SIE required provided that an exemption or grandfathering cannot be applied. + Required to have a Series 7, 9 , 10 and 63 + Series 24, 53 and 4 can be ... use of various reports and systems. + Pro-actively ensures compliance with applicable industry rules (ie State, FINRA &...used instead of the 9 and 10 + Series 66 can...used instead of the 9 and 10 + Series 66 can be used instead of… more
- Truist (Tampa, FL)
- …disabilities to perform the essential functions. + FINRA Series 7, 24, 53 and 66 licenses ( Series 9 &10 can be used in lieu of 53. Series 63&65 can be ... and procedures. Ensure team is aware and understands all changes relating to compliance with industry rules, regulations as well as internal policies and procedures.… more
- ATP Flight School (Fort Myers, FL)
- …You will have to be located at or willing to relocate to one of the 9 maintenance locations. DAB, PIE, CRG, FTM, FFC,LZU, JQF, HEF or ISP airport. Additional address ... inspections of aircraft wing and wing attach structures using Olympus Nortec 500/600 Series eddy current flaw detectors. The ideal candidate will play a critical… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 and 9 & 10 (or 8) required. + Series ... profitability while maintaining a commitment to excellent service. + Responsible for compliance oversight and ensuring adherence to firm and regulatory policies and… more
- Navy Federal Credit Union (Pensacola, FL)
- …offerings. + Develop an internal pipeline for smaller dollar volume accounts in compliance with Navy Federal and NFIS policies and procedures. + Establish, maintain, ... other duties as assigned or appropriate Qualifications + FINRA Series 7 and combination of NASAA Series ...CLU Hours: Monday - Friday, 8:30AM - 5:00PM EST; 9 :30AM - 6:00PM CST; 8:30AM - 5:00PM PST Location:… more
- Aston Carter (Tampa, FL)
- …and auditability. + Assist in designing and refining tax workflows, compliance controls, and system integration points with financial and operational platforms. ... data processes to identify opportunities for improvement in billing, compliance , and reporting. + Serve as a liaison between...on project execution. + Hands-on experience with Vertex O Series or comparable tax automation tools. + Familiarity with… more
- L3Harris (Orlando, FL)
- …Title: Lead , Cyber Intelligence Job Code: 28039 Job Location : Orlando, Florida Job Schedule: 9 /80 - work 9 out of every 14 days, totaling 80 hours worked and ... (A&A) safeguards to meet various regulatory requirements based upon NIST 800 series guidelines. + Author and provide oversight of various artifacts supporting RMF… more
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