- Bank of America (Miami, FL)
- …+ Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent ... Description:** This job is responsible for a wide variety of delegated compliance , administrative, and business functions to support the Merrill Wealth Management… more
- Bank of America (Destin, FL)
- …+ Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent ... daily operations of a Merrill branch office ensuring appropriate supervision and compliance to industry regulations, and policies and procedures + Driving business… more
- Truist (Jacksonville, FL)
- …disabilities to perform the essential functions. + FINRA Series 7, 24, 53, and 66 licenses ( Series 9 &10 can be used in lieu of 53. Series 63&65 can be ... or Business. + 7 or more years of regulatory, compliance or supervisory experience + FINRA Series ...regulatory, compliance or supervisory experience + FINRA Series 4 **General Description of Available Benefits for Eligible… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ SIE required provided that an exemption or grandfathering cannot be applied. + Required to have a Series 7, 9 , 10 and 63 + Series 24, 53 and 4 can be ... use of various reports and systems. + Pro-actively ensures compliance with applicable industry rules (ie State, FINRA &...used instead of the 9 and 10 + Series 66 can...used instead of the 9 and 10 + Series 66 can be used instead of… more
- Truist (Tampa, FL)
- …disabilities to perform the essential functions. + FINRA Series 7, 24, 53 and 66 licenses ( Series 9 &10 can be used in lieu of 53. Series 63&65 can be ... and procedures. Ensure team is aware and understands all changes relating to compliance with industry rules, regulations as well as internal policies and procedures.… more
- ATP Flight School (Fort Myers, FL)
- …You will have to be located at or willing to relocate to one of the 9 maintenance locations. DAB, PIE, CRG, FTM, FFC,LZU, JQF, HEF or ISP airport. Additional address ... inspections of aircraft wing and wing attach structures using Olympus Nortec 500/600 Series eddy current flaw detectors. The ideal candidate will play a critical… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 and 9 & 10 (or 8) required. + Series ... profitability while maintaining a commitment to excellent service. + Responsible for compliance oversight and ensuring adherence to firm and regulatory policies and… more
- Wells Fargo (Ponte Vedra Beach, FL)
- …+ US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to ... appropriate FINRA license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is mandatory. In… more
- Aston Carter (Tampa, FL)
- …and auditability. + Assist in designing and refining tax workflows, compliance controls, and system integration points with financial and operational platforms. ... data processes to identify opportunities for improvement in billing, compliance , and reporting. + Serve as a liaison between...on project execution. + Hands-on experience with Vertex O Series or comparable tax automation tools. + Familiarity with… more
- L3Harris (Orlando, FL)
- …Title: Lead , Cyber Intelligence Job Code: 28039 Job Location : Orlando, Florida Job Schedule: 9 /80 - work 9 out of every 14 days, totaling 80 hours worked and ... (A&A) safeguards to meet various regulatory requirements based upon NIST 800 series guidelines. + Author and provide oversight of various artifacts supporting RMF… more
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