- Bank of America (The Woodlands, TX)
- …+ Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent ... transactions and operations to drive risk management best practices and ensure compliance with policies and procedures, while preparing to effectively manage any… more
- Bank of America (Austin, TX)
- …+ Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent ... daily operations of a Merrill branch office ensuring appropriate supervision and compliance to industry regulations, and policies and procedures + Driving business… more
- Bank of America (Fort Worth, TX)
- …building, leading, managing and coaching a team + Series 7 & 66 (63 and 65) required and Series 9 & 10 or (4, 24, 53 combination).If Series 9 & 10 ... participants who require heightened support to achieve success + Help reinforce compliance , supervision, and provide risk management support of ADP participants and… more
- Veterans Affairs, Veterans Health Administration (San Antonio, TX)
- …management, connecting veterans to resources and support services. Ensures compliance with mental health policies and professional standards. Conducts ... populations. Documents clinical work thoroughly for patient care and compliance . Participates in staff training and mentorship. Monitors treatment...hired or reassigned to LPMHC positions in the GS-0183 series in VHA must hold a full, current, and… more
- Navy Federal Credit Union (North Richland Hills, TX)
- …offerings. + Develop an internal pipeline for smaller dollar volume accounts in compliance with Navy Federal and NFIS policies and procedures. + Establish, maintain, ... other duties as assigned or appropriate Qualifications + FINRA Series 7 and combination of NASAA Series ...CLU Hours: Monday - Friday, 8:30AM - 5:00PM EST; 9 :30AM - 6:00PM CST; 8:30AM - 5:00PM PST Location:… more
- CSL Plasma (Dallas, TX)
- …for greeting donors at the plasma collection center and conducting a series of registration procedures to verify donor suitability for the plasma pheresis ... process. **Job Description** 1 In compliance with Standard Operating Procedures (SOPs), assists qualified donors...with hyper immune programs at the center if applicable. 9 Maintains clean efficient work environment and ensures sufficient… more
- CSL Plasma (San Antonio, TX)
- …for greeting donors at the plasma collection center and conducting a series of registration procedures to verify donor suitability for the plasma pheresis ... You will report to the Assistant Center Manager. **The Role** + In compliance with Standard Operating Procedures (SOPs), assists qualified donors in completing the… more
- Veterans Affairs, Veterans Health Administration (Houston, TX)
- …preparation, safety coordination, information technology requests, and tracking of compliance by the section with numerous administrative requirements. Monitors all ... of identification will be required to complete pre-employment requirements (https://www.uscis.gov/i- 9 -central/form-i- 9 -acceptable-documents). Effective May 7, 2025, driver's licenses… more
- JPMorgan Chase (San Antonio, TX)
- …these activities **Required qualifications, capabilities, and skills** + A valid and active, Series 7 and 63 + Strong compliance record in prior position(s) ... and work remote two days. + Department is open the following hours: Monday-Friday 8 AM - 9 PM EST, Saturday 8 AM - 5 PM EST. The working hours for this role will… more
- CSL Plasma (Victoria, TX)
- …for greeting donors at the plasma collection center and conducting a series of registration procedures to verify donor suitability for the plasma pheresis ... process. **Job Description** 1 In compliance with Standard Operating Procedures (SOPs), assists qualified donors...with hyper immune programs at the center if applicable. 9 Maintains clean efficient work environment and ensures sufficient… more
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