- BMO Financial Group (San Francisco, CA)
- …to clients around the world. #bmocapitalmarkets We are seeking a highly motivated and experienced sales person to join our US Equity Sales team, based in San ... In this role, the individual will be responsible for driving equity sales and deepening client relationships across institutional investors on the West Coast,… more
- JPMorgan Chase (San Francisco, CA)
- …is an opportunity for a motivated individual to join JP Morgan's Equity Franchise Sales team in either San Francisco or Los Angeles. The Equity Franchise Sales ... As a Vice President on the US Equities Franchise Sales team, you will serve as a quarterback for...be critical. Required qualifications, capabilities, and skills : + Series 7 & 63 license + Team player: work… more
- Motion Recruitment Partners (San Jose, CA)
- Entry Level Sales /Recruiting Full Time San Jose, California Join our company today as a full-desk Tech Recruiter and grow a successful tech placement portfolio with ... sourcing programs. + Open new client accounts using proven sales best practices and the positive foundation of Motion's...Connect with the tech community via our proprietary meetup series "Tech in Motion" through community events, as well… more
- Bank of America (Newport Beach, CA)
- …policies, laws, rules, and regulations related to client advice and recommendations, sales practice activities, and conduct of market personnel + Manages day-to-day ... drive adherence of policies and procedures related to the sales practice conduct + Partners with FAs, CAs, and...enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or … more
- Wells Fargo (Irvine, CA)
- …Desired Qualifications: * Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA recognized ... to make client calls and actively participate in the sales development process * Knowledge and understanding of retail...practices risk management culture * Current registration for FINRA Series 6 and Series 63 (or FINRA… more
- Wells Fargo (Van Nuys, CA)
- …**Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA recognized ... to make client calls and actively participate in the sales development process + Knowledge and understanding of retail...practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA… more
- Wells Fargo (Seal Beach, CA)
- …**Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA recognized ... to make client calls and actively participate in the sales development process + Knowledge and understanding of retail...practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA… more
- Bank of America (San Francisco, CA)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, ... Solutions Advisors in the centralized segment are phone-based licensed advisors (obtaining series 7 and 66 required) that provide clients with holistic financial… more
- Wells Fargo (Palo Alto, CA)
- …Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) to qualify ... may include most Saturdays + Adherence to Wells Fargo sales practices risk management culture + Current registration for...practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA… more
- Wells Fargo (San Diego, CA)
- …Experience recommending financial services products and services * Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) to qualify ... may include most Saturdays * Adherence to Wells Fargo sales practices risk management culture * Current registration for...practices risk management culture * Current registration for FINRA Series 6 and Series 63 (or FINRA… more