- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and remote training sessions in professional development, networking events, a speaker series , and volunteer opportunities, you will be equipped with knowledge of ... collaborative, team-based model that pairs field based Banking Consultants with internal sales support from our Home Office. This summer internship provides an… more
- The Estee Lauder Companies (Lutz, FL)
- …and territories under brand names including: Estee Lauder, Aramis, Clinique, Lab Series , Origins, MAC, La Mer, Bobbi Brown Cosmetics, Aveda, Jo Malone London, ... Bumble and bumble, Darphin Paris, TOM FORD, Smashbox, AERIN Beauty, Le Labo, Editions de Parfums Frederic Malle, GLAMGLOW, KILIAN PARIS, Too Faced, Dr.Jart+, the DECIEM family of brands, including The Ordinary and NIOD, and BALMAIN Beauty. **Description** As… more
- Bank of America (Miami, FL)
- …policies, laws, rules, and regulations related to client advice and recommendations, sales practice activities, and conduct of market personnel * Manages day-to-day ... drive adherence of policies and procedures related to the sales practice conduct * Partners with FAs, CAs, and...enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or … more
- Wells Fargo (Miami, FL)
- …**Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA recognized ... to make client calls and actively participate in the sales development process + Knowledge and understanding of retail...practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA… more
- Wells Fargo (Jacksonville, FL)
- …**Desired Qualifications:** * Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA recognized ... to make client calls and actively participate in the sales development process * Knowledge and understanding of retail...practices risk management culture * Current registration for FINRA Series 6 and Series 63 (or FINRA… more
- V2X (Pensacola, FL)
- …of services distinguished us from competitors. With approximately $900 million of sales produced in nearly 100 operating locations globally, we offer our customers ... completion of requirements as listed in the NA 13-1-6 series manuals, and Air Force TO series manuals. + Perform corrosion control and prevention as required.… more
- TIAA (FL)
- …trends and corresponding opportunities with partner firms and collaborating with internal sales and service teams to ensure Wealth Advisor Consultants are providing ... **Work Experience** + 5+ Years Required; 7+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7; Series 63; Series 65; Series 66; … more
- Truist (Jacksonville, FL)
- …overall transaction and escalate complex matters to Team Lead and/or Divisional Sales Management. + Review of Electronic Correspondence/Social Media Review to ensure ... related procedures, training and identification of potential harmful trends, sales practice patterns, conflicts of interest or issues that...with disabilities to perform the essential functions. + FINRA Series 7, 24, 53, and 66 licenses ( Series… more
- Wells Fargo (Palm Beach, FL)
- …as part of Wells Fargo Advisors. This role is part of the National Sales organization and is designed for a driven, strategic, and results-oriented professional. The ... Group and FiNet channels to drive product and platform sales . Learn more about our career areas and lines...experience, training, military experience, education + Successfully completed FINRA Series 7 exam to qualify for immediate registration (or… more
- Bank of America (Lake Worth, FL)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, ... appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66 licenses (63...minimum of one year of financial services industry or sales experience **Skills:** * Advisory * Account Management *… more