- Bank of America (Miami, FL)
- …policies, laws, rules, and regulations related to client advice and recommendations, sales practice activities, and conduct of market personnel + Manages day-to-day ... drive adherence of policies and procedures related to the sales practice conduct + Partners with FAs, CAs, and...enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or … more
- Bank of America (Fort Lauderdale, FL)
- …policies, laws, rules, and regulations related to client advice and recommendations, sales practice activities, and conduct of market personnel * Manages day-to-day ... drive adherence of policies and procedures related to the sales practice conduct * Partners with FAs, CAs, and...enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or … more
- Wells Fargo (Doral, FL)
- …**Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA recognized ... to make client calls and actively participate in the sales development process + Knowledge and understanding of retail...practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA… more
- Bank of America (Ponte Vedra Beach, FL)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, ... Solutions Advisors in the centralized segment are phone-based licensed advisors (obtaining series 7 and 66 required) that provide clients with holistic financial… more
- Wells Fargo (Bradenton, FL)
- …Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) to qualify ... may include most Saturdays + Adherence to Wells Fargo sales practices risk management culture + Current registration for...practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA… more
- V2X (Pensacola, FL)
- …of services distinguished us from competitors. With approximately $900 million of sales produced in nearly 100 operating locations globally, we offer our customers ... completion of requirements as listed in the NA 13-1-6 series manuals, and Air Force TO series manuals. + Perform corrosion control and prevention as required.… more
- Truist (Orlando, FL)
- …time frame required for presentation and answering of questions. 6. Maximize sales opportunities by contacting potential investment clients based on internal and ... to identify existing client, account, and product attributes that present sales potential. 7. Provide operational guidance to Financial Advisors ranging from… more
- Raymond James Financial, Inc. (Orlando, FL)
- …(3) years of relevant working experience, demonstrating achievement in sales (preferably intangible) or business environments. **Licenses/Certifications:** * SIE ... required provided that an exemption or grandfathering cannot be applied. * Series 7 and Series 66 or the ability to obtain them within four (4) months from the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Reports findings and manages concerns in a professional manner. * Interfaces with sales management associates to inform them of any supervisory concerns that may ... and client suitability (all at a level consistent with the requirement of Series 9, 10, and 24 licensing). * Familiarity/facility with RJ and its systems… more
- Raymond James Financial, Inc. (Coral Gables, FL)
- …participation in trade shows and conferences. Set clear objectives for each sales call or meeting; tailor standard materials to make presentations to decision-makers ... technical guidance when required to propose a mutually agreed-upon agenda to start sales conversations that offer value to the client. Works without supervision and… more
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