- Edward Jones (St. Petersburg, FL)
- …within the securities/financial services industry + Financial services and/or sales experience + Financial services registration, licensing, or certification + ... **Licensing:** + SIE (which can be obtained without Firm sponsorship), Series 7 and Series 66 will be required; if not currently registered, registrations may… more
- Guardian Life (Tallahassee, FL)
- …while focusing on the customer. We do this through leveraging a series of core capabilities, which includes accountability, interpersonal effectiveness, ability to ... plus. + Prior examination, auditing or testing experience. + Series 7; 24 licenses required or obtained within 120...salary, this role may also be eligible for annual, sales , or other incentive compensation. **Our Promise** At Guardian,… more
- Citigroup (Miami, FL)
- …not limited to, Compliance, Legal, AML, Regional Business Risk, Regional COO and Sales Management + Assist with ad-hoc projects and/or workflow testing as assigned ... Capital financial industry; compliance/supervisory/business risk experience preferred + FINRA Series 7, 66 (63/65), 24 and 31. Series... Series 7, 66 (63/65), 24 and 31. Series 9/10 also preferred + Knowledge of Bank and… more
- Bank of America (Miami, FL)
- …* Ability to influence; proactively asks for and closes business * Solutions oriented; sales and financial aptitude a must * Must be a skilled negotiator * Ability ... a leadership role on the team and within the business community * Series 7, 63 and 65 (or Series 7 and 66) required (may gain licenses after start - unlicensed… more
- JPMorgan Chase (Orlando, FL)
- …qualifications, skills, and capabilities:** + 5+ years broad business and sales experience in the wealth management industry + Proven leadership experience ... namely related to the financial plan and investment solutions + Series 7, Series 66 required **Preferred qualifications, skills, and capabilities:** + CFP… more
- Citigroup (Jacksonville, FL)
- …surveillance issues, performing transaction surveillance, providing compliance/supervisory guidance to sales & trading teams, and maintaining and enhancing the ... Cross-disciplinary knowledge of compliance, operations, trading + **Required Licenses:** Series 7, 9/10, 31, 63 & 65 (or 66)....licenses within 120 days are also encouraged to apply. Series 24, 4 in lieu of 9/10. + Strong… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and remote training sessions in professional development, networking events, a speaker series , and volunteer opportunities, you will be equipped with knowledge of ... intern will focus on dashboard reporting and analysis for all lending products, sales , and management within Private Client Banking. The ideal candidate is excited… more
- Truist (Miami, FL)
- …2. 5-7 years or more of banking experience in portfolio-oriented roles 3. FINRA: Series 7, Series 66, Life, Health, and Variable insurance licenses and SAFE ... new personal client relationships. 7. Demonstrated experience and success in meeting sales goals, identifying and delivering on client needs. 8. Solid understanding… more
- Charles Schwab (Orlando, FL)
- …and advice within the Wealth and Advice Solutions organization. With a series of steps that include learning, on-the-job experience, and mentorship, the Advice ... you will** **:** + Study and pass FINRA SIE, Series 7 and 66 licenses + Learn from our...+ Drive to perform in a face-to-face or virtual sales environment + Commitment to see things through the… more
- First Horizon Bank (Doral, FL)
- …deepening client relationships through excellent service, personalized advice, and proactive sales while supporting the banking center's overall sales goals. ... This role performs the most complex assignments. **ESSENTIAL DUTIES AND RESPONSIBILITIES:** Sales and Business Development + Proactive Sales Engagement: Engage… more