- Wells Fargo (New York, NY)
- …capital markets and advisory solutions, including a full complement of sales , trading and research capabilities, to corporate, government and institutional clients. ... only with Equity Research colleagues, but also with Equity Sales , Cash Trading, Derivatives, Wealth Management, and others. The...recognized equivalents will be accepted. + Registration for FINRA Series 63 (or 66) must be completed within 180… more
- Wells Fargo (New York, NY)
- …capital markets and advisory solutions, including a full complement of sales , trading and research capabilities, to corporate, government and institutional clients. ... only with Equity Research colleagues, but also with Equity Sales , Cash Trading, Derivatives, Wealth Management, and others. +...recognized equivalents will be accepted. + Registration for FINRA Series 63 (or 66) must be completed within 180… more
- Fifth Third Bank, NA (New York, NY)
- …cross-sell all applicable 5/3 products and services as appropriate, and manage the sales process in a specific geographic area for commercial real estate loans. . ... opportunities that have the potential of leading to significant sales . . Keep abreast of trends, developments and current... and negotiating experience. . Securities Industry Essentials (SIE), Series 79, and 63 license required. . Series… more
- Nuveen Investments (New York, NY)
- …Client Engagement: Maintaining relationships with internal institutional and wealth sales channels, responding to product information requests, providing technical ... sales support, and acting as a primary point of...Required; 7+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7; Series 63 **Physical Requirements** +… more
- TD Bank (New York, NY)
- …segments and channels + Develops and executes Market oriented plans to achieve sales , revenue, and net asset growth objectives in investments, lending, and deposits ... and/or Institutional clients + Certified Financial Planner (CFP) designation is preferred + Series 7, Series 63 + 65 or 66 and Series 24 Supervising… more
- Wells Fargo (New York, NY)
- …and servicing, investment banking, equity and fixed income solutions including sales , trading, and research capabilities to corporate, commercial real estate, ... analysis, valuation, and modeling. You will also prepare for Series 63, 79, and SIE license exams. Following training,...or academic initiatives **Licensing Requirements** FINRA registration for SIE, Series 63 (or 66), and Series 79… more
- JPMorgan Chase (New York, NY)
- …advisors with client proposals. + Present on national and regional call series , manage communication with your assigned regional coverage areas. + Partner with ... sales managementwith your regional leadership to provide content, increase...years' experience in investments and financial institutions + SIE, Series 7, and Series 66 licenses (mandatory… more
- Citizens (Rochester, NY)
- …training materials, coaching, and dedicated time and support to successfully pass your Series 7 and 66 exams. The Investment Assistant II works closely with the ... following up on referrals received from business partners, and providing sales activity reporting. Travel within assigned geographic location may be required.… more
- Wells Fargo (Syracuse, NY)
- …expectations below **Required Qualifications:** + 6+ months of Customer Service, Sales , Relationship Building experience, or equivalent demonstrated through one or a ... exam or equivalent **Desired Qualifications:** + Successfully completed FINRA Series 7 and 66 (or 63 and 65) exams...services experience + 6 + months of client or sales services experience + Experience developing and managing client… more
- Bank of America (Melville, NY)
- …+ Acquires, deepens, and maintains profitable client relationships through sales , prospecting, and enhancing existing relationships + Understands and interprets ... while utilizing leadership skills + Adapts to changes in sales practices and broader market and industry conditions as...to solve client problems. + Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series… more