- Vanguard (Dallas, TX)
- …experiences and investment planning expertise. + Business Development: Partner with sales representatives to onboard new clients into advice. + Daily Operations: ... or paraplanner roles. + Undergraduate degree required. + SIE, Series 65/66 licenses required. + This job requires a...regulatory license and/or registration (eg FINRA, NASAA). The SIE, Series 7, and Series 66 are required… more
- Huntington National Bank (Austin, TX)
- …profitable customer relationships within a targeted market segment by coordinating all sales and service efforts. + Required metrics for the licensed Commercial ... more years of Large Government/Higher Education/Non-Profit Lending related experience + Series 52 or Series 7 license Preferred Qualifications: + Series 63… more
- Neuberger Berman (TX)
- …within internal teams + Desire to contribute to the building of a nascent business + Series 7, 63/65 or Series 7, 66 required + Series 31 required ... seniority, geographic location, business sector, performance, shift, travel requirements, sales or revenue-based metrics, market benchmarking data, any collective… more
- Air Education and Training Command (Randolph AFB, TX)
- …(FDO) providing foreign disclosure and policy support to Foreign Military Sales program Responsibilities Serve as AFSAT's expert on reviewing, disclosing, and ... IAW OPM guidelines for the Foreign Affairs Series 0130 Occupational requirements. (Ref:https://www.opm.gov/policy-data-oversight/classification-qualifications/general-schedule-qualification-standards/0100/foreign-affairs- series -0130/)… more
- Truist (Fort Worth, TX)
- …time frame required for presentation and answering of questions. 6. Maximize sales opportunities by contacting potential investment clients based on internal and ... to identify existing client, account, and product attributes that present sales potential. 7. Provide operational guidance to Financial Advisors ranging from… more
- PNC (TX)
- …branches across the organization's footprint that will provide them with investment referral opportunities. Series 7, 66 (or 63 AND 65) as well as life and health ... and insurance book of business. Owns the client experience, efficiently handling sales and service, identifying sales and/or executing opportunities and making… more
- US Bank (Houston, TX)
- …across the organization + Centralized marketing support, local marketing, and sales enablement tools including thought leadership content, local events, social ... media, email, and sales enablement tools **_Learn more in our digital handbook_**...preferably working with the affluent client segment + FINRA Series 7 and 66 or, Series 7… more
- Truist (Austin, TX)
- …essential functions. * Bachelor's Degree Required * FINRA: Maintains proper licenses including Series 7, Series 66, the Securities Industry Essentials (SIE) Exam ... continuing education requirements are met where needed * 8 or more years of sales and client management experience in Wealth Management and a demonstrated ability to… more
- Bank of America (Fort Worth, TX)
- …+ Acquires, deepens, and maintains profitable client relationships through sales , prospecting, and enhancing existing relationships + Understands and interprets ... while utilizing leadership skills + Adapts to changes in sales practices and broader market and industry conditions as...to solve client problems. + Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series… more
- Citigroup (San Antonio, TX)
- …Registered National Investor Center Support Associate is a Client Service and Sales support position, fully responsible for servicing and supporting internal and/or ... to investment operations - including margin, options, and placing unsolicited securities trades ( Series 7 & 63 required) as required + Ensures customer claims and… more