- Bank of America (Houston, TX)
- …licenses, where you will receive dedicated study time for your Securities Industry Essentials [SIE], Series 7, and Series 66 Exams. Your SIE, Series 7 & ... **Required Qualifications:** + Displays confidence working as a self-starter in a sales role + Builds strong client relationships through effective communication and… more
- ADP (Dallas, TX)
- …team spirit. + Respond to inquiries from Operations Exec., Clients, Sales , Payroll, Human Resources, and New Business regarding 401(k) Administration, process ... qualified Plans. + Must have or be able to obtain the following licenses: SIE, Series 6, Series 63, Series 26 + Experience in a high call volume fast paced… more
- TIAA (Frisco, TX)
- …+ 5 Years Required; 7 Years Preferred **FINRA Registrations** + SRC Indicator: Series 7; Series 24 **Physical Requirements** + Physical Requirements: Sedentary ... and helping to advance process enhancements identified by program leads. Requires FINRA Series 7 and 24 registrations. If you do not currently carry all required… more
- Vanguard (Dallas, TX)
- …experiences and investment planning expertise. + Business Development: Partner with sales representatives to onboard new clients into advice. + Daily Operations: ... or paraplanner roles. + Undergraduate degree required. + SIE, Series 65/66 licenses required. + This job requires a...regulatory license and/or registration (eg FINRA, NASAA). The SIE, Series 7, and Series 66 are required… more
- Neuberger Berman (Dallas, TX)
- …within internal teams + Desire to contribute to the building of a nascent business + Series 7, 63/65 or Series 7, 66 required + Series 31 required ... seniority, geographic location, business sector, performance, shift, travel requirements, sales or revenue-based metrics, market benchmarking data, any collective… more
- US Bank (Dallas, TX)
- …across the organization + Centralized marketing support, local marketing, and sales enablement tools including thought leadership content, local events, social ... media, email, and sales enablement tools **_Learn more in our digital handbook_**...preferably working with the affluent client segment + FINRA Series 7 and 66 or, Series 7… more
- Truist (Fort Worth, TX)
- …essential functions. * Bachelor's Degree Required * FINRA: Maintains proper licenses including Series 7, Series 66, the Securities Industry Essentials (SIE) Exam ... continuing education requirements are met where needed * 8 or more years of sales and client management experience in Wealth Management and a demonstrated ability to… more
- Bank of America (Frisco, TX)
- …+ Acquires, deepens, and maintains profitable client relationships through sales , prospecting, and enhancing existing relationships + Understands and interprets ... while utilizing leadership skills + Adapts to changes in sales practices and broader market and industry conditions as...to solve client problems. + Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series… more
- USAA (Plano, TX)
- …to take action on recommendation(s) and overcomes objections using advanced sales techniques and persuasion skills. Implements recommendation(s). + Familiar with the ... 90 days of hire. + Required maintenance of FINRA Series 7 license. + Required maintenance of FINRA ...and jurisdictions. + 4 years of financial industry and/or sales experience. + Experience delivering frequent written and oral… more
- Kestra Financial (Fort Worth, TX)
- …advisor position and prepare to service clients independently * Identify sales and asset retention opportunities; including viable alternatives when traditional ... of business objectives * Active engagement in marketing and sales efforts on behalf of the firm; not required...independent financial services culture preferred Certificates, Licenses, Registration * Series 7 and 63 required * Series … more