- Citigroup (Getzville, NY)
- … risk appetite + Control objectives and standards + Operational risk and control assessments and reporting + Strategic decision-making + The effective ... Operational Risk Management (ORM) is an...**Experience:** 7-10 years of direct experience in a non-financial risk (data, technology, or reporting risk… more
- TD Bank (New York, NY)
- …plans to mitigate and manage these risks + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk ... manage key issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment,… more
- Bloomberg (New York, NY)
- …data integration for critical workflows such as **order processing** , **compliance** , and ** operational risk ** reporting . + We focus on **reliability** , ... API platforms** that power everything from trading workflows to risk and compliance systems. If you're interested in **l**...**throughput** , and ** operational transparency** at scale. + We support other teams… more
- Santander US (New York, NY)
- …a team environment. + Proficiency in Microsoft Office Suite (Excel, Word, PowerPoint) and risk reporting software. + Strong operational risk management ... is a global leader and innovator in the financial services industry. We believe that our employees are our... resilience, and safeguarding our customers' trust. + Provide operational risk oversight to support end-to-end implementation… more
- Deloitte (New York, NY)
- …processes + Developing and implementing regulatory reporting policies, including risk and control assessments, operational and data controls, and data ... Senior Consultant, Regulatory Reporting Our Deloitte Regulatory, Risk &...field + 4+ years of experience in the financial services or consulting industry related to one or more… more
- TD Bank (New York, NY)
- …supporting change management initiatives, conducting Process Risk Control Assessment testing, Risk Appetite and Risk reporting for the Compliance ... collaborating with a team of enthusiastic colleagues dedicated to setting new industry standards. **U.S. Compliance Risk and Reporting Team is responsible for… more
- Marex (New York, NY)
- …Candidates with experience in roles with a heavy regulatory aspect (eg operations, trade reporting , operational risk etc.) may also be considered. + ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and...CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring… more
- KeyBank (NY)
- …and create reporting , ensuring line of business alignment within the Operational Risk program and framework. - Responsible for primary execution of ... with LOBs risks, controls, testing, remediation, loss analysis, key risk indicators, reporting , policy, and procedure development....key risk indicators. * Advising LOBs on operational risks related to new products and/or services… more
- Mizuho Corporate Bank (New York, NY)
- …and requirements. The Non-Financial Risk Management (NFRM) Team (formerly Operational Risk Management) has built repeatable / sustainable non-financial ... as a 2nd line of defense organization, provides common risk management oversight and services to all...+ Lead the design, production, and delivery of high-quality risk reporting for senior management, risk… more
- M&T Bank (New York, NY)
- …line risk management services and oversight in line with Operational Risk program and practices, industry standards, and management expectations. The ... role manages and guides the development of a second-line Operational Risk team providing these services...function. Utilize subject matter expertise to determine inclusion of risk events in levels of reporting to… more